1.2 William James and the Functionalist Tradition
In the Principles of Psychology (1890), William James described a plan of research for psychology that put front and center both the brain and evolution by natural selection. In the introductory chapter, James contrasted his approach with that of prior (nonscientific) psychologists by pointing out the necessity of the brain for the existence of any experience at all.
Modern psychologists of the late 19th century, James wrote, had to be âcerebralistsâ (p. 5). At the same time, however, James felt that psychology could not be only about the brain.
Focusing on the brain as the âimmediate bodily conditionâ of the mind, then, required that we understand the brain in light of its (eventual) connections to actions that we engage in.
This last point is a consequence of Darwinâs influence on James. Following Herbert Spencer (1855), James thought the purpose of the mind is to adapt to us to the environment. As Spencer put it:
Such adaptation occurs only via action that adjusts the body so that it fits in with the world. Thus, for James, the subject matter of psychology had to be every aspect of our mental life, understood in the context of how it adapts us to the environment. It is this feature of Jamesian psychology that led him and his followers to be condescendingly called functionalists (Titchener, 1898), because they believed that the way to do psychology was to understand thoughts, habits, emotions, etc. in terms of their adaptive function. Because James was a cerebralist, the same has to be true of the parts of the brain that are these thoughtsâ, habitsâ, and emotionsâ âimmediate bodily conditionsâ. Indeed, Chapter 2 of the Principles is called âThe Functions of the Brain.â
Jamesâs combination of functionalism and cerebralism, then, committed him to specific views concerning the evolution of the brain. To understand consciousness, for example, would be to understand how consciousness adapts an animal to its environment. But this adaptation to the environment can only be understood in terms of the other aspects of the animalâs life right now, over developmental time, and over phylogenetic time.
Brains evolved to guide adaptive action, and humanâspecific actions must result from evolutionary âsuperadditionâ on to the abilities of human ancestors.
Jamesian functionalism and cerebralism were the dominant views in American psychology for roughly the first half of the 20th century, up until the cognitive revolution. The counterpart view in the neurosciences was not so longâlived.
1.3 Ramon y Cajalâs Functionalist Neuroscience
Like James, Spanish neuroanatomist Santiago Ramon y Cajal was influenced by Spencerâs evolutionary approach to understanding brain and behavior. Spencer argued that one had to approach the investigation of life and mind taking fundamental principles into account: First was the primacy of adaptation, the continual adjustment of inner to outer conditions. Second was a principle of growth and development, whereby both an organismâs repertoire of responses and the biological structures supporting them increase in number, diversity, and complexity. Organisms evolve and develop by becoming at one and the same time more differentiated and more integrated or coordinated in both structure and behavior. It is from these parallel developments (and not from either acting alone) that the increasing complexity of organisms emerges over time.
Finally, there was the principle of continuity, which stated that new developments emerge from, build upon, and (partly) preserve what came before. This implied not just that organisms can be arrayed on a biological and psychological continuum, with many differences in degree but few fundamental discontinuities between the mental powers of âhigherâ and âlowerâ organisms, but also that, within each organism, the higher mental faculties develop from and rest upon the foundations of the lower. As Robert Wozniak commented:
Ramon y Cajal took Spencerâs principles to heart, and clearly saw them reflected in the neural structur...