CHAPTER ONE
The Need for a Theory of Childrenâs and YA Adaptation
Reader, do you know the definition of the word âchiaroscuroâ? If you look in your dictionary, you will find that it means the arrangement of light and dark, darkness and light together. Rats do not care for light. Roscuroâs parents were having a bit of fun when they named their son. Rats have a sense of humor. Rats, in fact, think that life is very funny. And they are right, reader. They are right.
In the case of Chiaroscuro, however, the joke had a hint of prophecy to it âŠ
âThe Tale of Despereaux, Kate DiCamillo
In directing readers to consider the complex interplay of light and dark in the character of Roscuro, Kate DiCamillo does more than enrich vocabulary or have her own bit of fun in the Newbery Awardâwinning The Tale of Despereaux. Her commentary on Roscuroâs name as speaking to âdarkness and light togetherâ harkens a key component not only of her tale, but also of childrenâs literature itself. As Perry Nodelman explains, one of the defining characteristics of childrenâs literature is inclusion of âclearly established binary oppositions ⊠[wherein] because there seem to be clear winners and losers, these texts remain inherently and unceasingly bipolarâ (Hidden 80). Still, like the term âchiaroscuroâ implies, DiCamilloâs story seems to blur these polarized extremes ⊠at least in the novelized version. In contrast, the film adaptation of The Tale of Despereaux offers very little chiaroscuro at all, reworking the character who bears this name to align far more closely to Nodelmanâs observation of the âinherent oppositionâ that characterizes books for young people.
This polarization of binaries in the film adaptation of DiCamilloâs work offers more than a key distinction between her novel and its movieâit also represents a striking example of a consistent binary polarization in childrenâs and adolescent film more broadly, wherein film adaptations almost always adhere to the inherent opposition Nodelman describes more than their source text predecessors. In fact, films adapted from books for young readers so often polarize the binaries of the source text that I would build from Nodelman to call this binary polarization a defining characteristic of childrenâs and young adult (YA) film adaptation.
Binaries in childrenâs literature are important for many reasons. For example, DiCamillo uses the metaphor of dark and light to illuminate other binaries in her text, exploring the inherent oppositions of good/evil, conformity/individually, and adult/child through four principle charactersâDespereaux, Roscuro, Miggery Sow, and the Princess Pea. Exploration of these binaries affects the messages the text sends, for while each character possesses a heart that is âcomplicated, shaded with dark and dappled with lightâ (197), all four also come to learn that finding peace through a unification of these oppositions is only possible if they are willing to forgive those who have wronged them. In the film, this notion of the value of forgiveness is not only intensified, but characters also more strongly illustrate either darkness or light, creating a wider binary of good versus evil wherein characters move from good to evil and back, rather than possessing both simultaneously. This changes the message of the film in meaningful ways.
Additionally, the film fits the idea of forgiveness, and especially that a child must forgive an adult, to a binary system that more fully emphasizes the conceptual differences between adults and children, linking these to a clearer conformity/rebellion binary. This shift results in an alteration of a dominant theme of the text; instead of suggesting that children all possess darkness and light within them, the film posits that individuals must ask for forgiveness in order to choose light over darkness within themselves. Rather than allowing for an intermingling of two seemingly oppositional concepts, the film polarizes them, and as a result, the story changes, presenting a new set of ideologies related to the power dynamics the binaries represent.
The Tale of Despereaux offers a strong example of this polarization, but such polarization of binaries also represents a trend that can be witnessed across childrenâs and young adult film adaptation. In studying adaptations through this theoretical lens, I have observed that every time a book for young readers is adapted to filmâwhether beginning as a fantasy like The Tale of Despereaux, or as a young adult text, a picturebook, or a repeatedly adapted classicâthe same consistent pattern emerges. Moreover, the ideological results of a repeated binary polarization can be profound. Considering this trend, as well as its ideological repercussions, offers a new way of thinking about childrenâs adapted texts: one that delves into more than the adaptations themselves, but the very essence of what happens when a childrenâs book hits the big screen.
So often, the only consistency critics seem to recognize in childrenâs adapted film is that books are better than movies. Now I cannot deny that most of the time, I find this to be true; as much as I enjoy watching a movie, reading frequently seems the more rewarding and meaningful experience of a story. Still, adaptation studies scholars have recognized that this sentiment is only productive to a point. As such, instead of simply comparing books and their filmic counterparts, I am interested in what happens when a book for young people is transformed into an entirely new medium through the process of adaptation. To explain this process and its consistent results, one useful approach can be to trace patterns in book to film adaptations, seeking connections across the great variance in childrenâs and adolescent books that are adapted. The pattern I see again and again in studying film adaptation is a widening of binaries.
In addition, when readers examine the effect of this trend on the way adaptations change a story, it becomes clear that polarized binaries yield important ideological resultsâ key power dynamics and textual messages change when concepts like adult and child or good and evil are positioned in starker contrast from one another. This is certainly the case in the film adaptation of The Tale of Despereaux, in which Roscuroâs final cathartic act of asking the Princess Pea for forgiveness does not emerge from an intermingling of darkness and light together, but his linear progression from light to darkness and a return to light. This new approach to the story suggests that individuals can, and even must, move between binary oppositions in order to find happiness, rather than struggle to continually navigate the internalization of two contradictory concepts simultaneously.
Still, while binary polarization consistently causes ideological shifts in childrenâs and YA films, there are also consistencies in both the binaries most frequently polarized and the kinds of ideologies most often affected by this polarization. To track these patterns, and in doing so, posit a theory of adapted childrenâs film, I build from the work adaptation studies scholars have done to rethink the problematic hierarchies critics and viewers often impose upon especially childrenâs adapted film. Thus, before delving more deeply into individual movies, in this chapter I will examine why scholars might benefit from thinking about childrenâs adapted film in a new way, ending the chapter by explaining how a focus on binary polarization, as well as its causes and its effects on ideology, offers a possible means of tackling this challenge. By exploring the trend of binary polarization and its ideological implications, I believe we might more effectively consider films adapted from childrenâs and adolescent literature in all of their complexity, coming to understand the very nature of the adaptive process.
Critical Challenges and Violent Hierarchies
If there is one term that comes up again and again in the study of adapted texts, both within and outside of the realm of childrenâs film, it is the concept of fidelity. Adaptation studies scholars consistently problematize study of a textâs fidelity to its source, and yet, the impetus of this as a scholarly premise seems as instinctual as it is foundational. As Julie Sanders notes, there is great âpleasure to be had in tracing the relationships and overlaps between two textsâ (27), and consistently, the pleasure of this comparative study results in a single reaction, whether coming from the most casual viewer or the most renowned critic: the book is better than the movie.
Nevertheless, as critical study of adaptation has developed over time, most scholars have come to a definite conclusion regarding fidelity-based studies that judge film adaptations against their source texts. Scholars agree that this approach can only ever do limited work because no matter how interesting it may be for a critic to pick apart consistency with and departure from a source, and no matter how much viewers might enjoy comparing a film to its novel counterpart, books and movies are two very different mediums. Acknowledging this premise has become the foundation of contemporary adaptation studies, and since George Bluestoneâs 1966 landmark attempts to problematize a strictly hierarchical or fidelity-based approach to novel to film adaptation, the idea that a âgoodâ adaptation is a faithful adaptation has been largely dismissed as unproductive. Bluestone makes clear the obvious: that because novels and films are different mediums, âthe filmed novel, in spite of certain resemblances, will inevitably become a different artistic entity from the novel on which it is basedâ (64). As a result, contemporary adaptation scholars often position themselves in reaction to the idea of fidelity, pointing out that although a comparative hierarchical study may be a viewerâs instinct, scholars must pave new paths to truly understand and comment meaningfully on adapted work.
Despite this drive to acknowledge Bluestoneâs contention that âwhat happens, therefore, when a filmist undertakes the adaptation of a novel, given the inevitable mutation, is that he does not convert the novel at all. What he adapts is a kind of paraphrase of the novelâ (62), a true departure from a study of fidelity has proved difficult for adaptation studies scholars, especially in the study of childrenâs adapted film. This too make sense, for especially when it comes to literature for the young, source texts hold significant weight in our cultural understanding, often fostering an emotional resonance distinctive from other texts. The inherent nostalgia associated with childrenâs literature makes a departure from the âessenceâ of these texts feel troubling, thus encouraging viewers to judge a film against its source. If we remember with fondness, for example, the nostalgic domesticity of Maurice Sendekâs powerful pastel crosshatching and playful foray into the imaginative world of the Wild Things, how does one respond to the melancholy, dark, and strikingly violent quality of Spike Jonzeâs Where the Wild Things Are? While all adaptation faces this kind of drive to compare, in childrenâs film, there seems more at stake, at least from an emotive perspective.
From a critical standpoint, childrenâs literature scholars have spent decades proving the value of their field of study, often against significant odds. Beverly Lyon Clark perhaps best exemplified this in her discussion of kiddie lit, a term she suggests âcaptures our cultureâs ambivalence toward children and childrenâs literatureâ by reflecting âdismissive,â âself-mocking,â âpejorative,â and âironicalâ attitudes about study of such works (2). Clark, like many others, seeks to ârevalue what has been dismissed as kiddie lit ⊠[to] reveal the complexity of changing attitudes toward children and childrenâs literatureâ (15). Within this scholarly context, however, the notion of needing to defend the literary merit of childrenâs texts may create a particularly strong underlying hesitation when it comes to departing from fidelity studies. In a system wherein high and low culture seem forever at odds, critics may find the study of adaptations as separate and valuable textual entities concerning, because it might challenge the hard-fought canonical positions of source texts. It is understandable that from this point of view, it may seem difficult to reconcile the literary significance of a text like Aliceâs Adventures in Wonderland, Peter Pan, or The Wonderful Wizard of Oz with a study of these worksâ many, and often quite problematic, filmic versions.
Critical scholarship of adapted childrenâs film reflects this perspective, especially in some of the foundational studies of this corpus. Most of the individual essays in Douglas Streetâs Childrenâs Novels and the Movies, for example, detail why the film adaptation misses the main point, the most important meaning, the nuance, or the essence of the original text. Even positive readings such as Nodelmanâs chapter regarding Treasure Island are hierarchical. Nodelman goes further than others by suggesting that Disneyâs Treasure Island âdid indeed strike exactly the right noteâand struck it so profoundly that I never forgot it, and recalled reading a book Iâd never opened,â but even this reading ends with an evaluative caveat, suggesting although the film is âamazingly good ⊠Nobody was trying to make a great pictureâ (âTreasure Islandâ 68).
Even though critics have established that fidelity offers a problematic standard against which adaptations might be judged, this concept still acts as the foundation for discussions of adapted texts, especially in critical work related to childrenâs film. While an exact conversion of a novel into a film is impossible, abandonment of comparative study of adaptations is also far from feasible. The very nature of adaptationâthe notion that the source text is the basis of the new textâinvites comparison. Yet comparison, even when resisting an emphasis on fidelity, often results in hierarchical models based on how closely the film adheres to its novel counterpart. This is the case for scholars like Dudley Andrew, Geoffrey Wagner, and Kamilla Elliott, who seek categories of adaptation as a way to complicate textual interaction, but face criticism in terms of the hierarchical nature of their approaches. Deborah Cartmell and Imelda Whelehan, for example, suggest that âhidden in these taxonomies are value judgments and a consequent ranking of types, normally covertly governed by a literary rather than cinematic perspectiveâ (âIntroductionâ 2).
If not through a system of fidelity-based categorization, how might scholars approach and consider adapted texts in terms of their merit and unique qualities? Linda Costanzo Cahir attempts to answer this question by putting forth a theoretical framework for understanding and evaluating literature-based film. One key criteria, she suggests, is that a film must âcommunicate definite ideas concerning the integral meaning and value of the literary text, as the filmmakers interpretâ (99, emphasis in the original). She posits that when viewers are disappointed with a film, it may be because they disagree with the filmmakerâs interpretation of this integral meaning and value of the text. This concept of essence, of a key element that is transferable to film, also poses problems, for as Christa Albrecht-Crane and Dennis Cutchins write, such integral meaning is âneither knowable nor directly representable. A novelâs imagined essence remains elusive and ambiguousâ (17). Moreover, focus on essence typically deemphasizes the significance of divergences between adaptation and source text, failing to situate the purpose of comparison as more than identification or evaluation, but a study of what differences reflect about message and culture.
This is why I believe focus on a trend, and in particular, the commonality with which binaries are polarized, makes a crucial contribution to adaptation studies. I do not seek to abandon comparative study, nor do I wish to cease in evaluating texts for their merit, and more importantly, the weight and meanings of their ideological underpinnings. However, as adaptation studies critics have done for over fifty years, I suggest that how closely a film matches its source textâwhether its exact details or integral meaningâshould not be the focus of such a study. Instead, I believe in focusing on what is happening within the adaptive process, and I thus seek patterns in the kinds of changes filmmakers make when rewriting, or as Bluestone describes, âparaphrasingâ a book and presenting it in a new medium.
Again and again, I see one key consistency in adaptations of childrenâs and YA texts that seems to account for so many of the changes from book to film, and especially, those changes in the nature of ideologies presented in the movie version. In each case, the binary oppositions of the source textâwhether self/other, male/female, adult/child, or othersâare set in more stark contrast to one another once adapted into the new medium of film. Binaries are a part of all texts, because, as theorists such as Jacques Derrida have established, language itself is built on the idea of meaning created through opposition. When describing how binaries act as a key element of childrenâs literature, Nodelman explains, âthe characteristic of implying that which is different and other is an inherent quality of all uses of language, which operates by allowing us to understand things and concepts exactly in terms of how they differ from what they are not and that, consequently, always carry within themselves the very meanings they excludeâ (Hidden 265). Binaries place concepts in opposition in order to understand and define them, but my contention is that the divide between these concepts is starkerâmore polarizedâwhen a childrenâs story is adapted to film.
Although the concept of binaries has an extensive theoretical framework, Derridaâs work to consider problematic hierarchical relationships within binary systems is especially relevant here, building on Ferdinand de Saussureâs concept of terms defined in relation to each other. Derridaâs definition of a binary as âa violent hierarchyâ wherein âone of the two terms governs the otherâ (41) describes exactly what I mean when I speak to more polarized binary systems in childrenâs and young adult film. Yet it also explains, to some degree, why hierarchical models of adaptation studies are so difficult to overcome. If binaries are not neutral, but âviolentâ in the ways they place one concept in a power position over another, then a widening or polarization of these concepts would, in many cases, be negative. As such, it can be very difficult to escape comparative discussions of texts that hold that books are âbetterâ than movies. Nonetheless, critics find evaluation based simply on comparison unproductive, or at the very least, a limiting critical stance. Similarly, while I do not believe it possible to completely abandon comparative studies, I do wish to take such studies further by also tracing patterns. In examining changes in binaries in order to understand why consistent polarization occurs and what effects it has on ideology, I see potential to move from evaluation into greater understanding of adaptation itself.
Adaptations as Textual Productions in Context
Going beyond not only fidelity, but also a focus on essence or integral meaning, requires acknowledging a key element of adaptation that contemporary critics have sought to illuminate: that in order to understand how texts are transformed, critics must consider adaptations as part of complex textual webs. Albrecht-Crane and Cutchins engage such work by pulling from Mikhail Bakhtin and Derrida to clarify that a text is not one entity, but a textual production affected by the perspectives of the creator and reader/viewer, both situated within a distinctive cultural context. Bakhtin refers to this as dialogism, which describes both individual expression and cultural expression like film as always already in response and presupposing a future response, so that an adaptation (or any text) is part of a co...