ONE
Setting Up
For what a Constitution would do primarily is to substantiate an ought (to base a statement as to what should be upon a statement as to what is).1
KENNETH BURKE
That a prominent British cultural critic from the left ïŹnds a good candidate for the meaning of life deep in what is unique in the culture of a United States that leans to the right merits our attention. When people play in a jazz ensemble, writes Terry Eagleton, âthe complex harmony they fashion comes not from playing a collective score, but from the free musical expression of each member as the basis for the free expression of the others.â Thatâs why musicians who play jazz can lose themselves in the project of the group in ways that sometimes carry them, separately and together, well beyond the capacity of their own voices. What is meaningful in that is the âmedium of relationshipâ within which people combine to make this music. âIs jazz, then, the meaning of life?â Eagleton asks. âNot exactly,â is his answer. But the âpractical, social form of lifeâ jazz demands of those who play it just might be.2
The great jazz critic Martin Williams pointed directly toward that when he wrote that âthe high degree of individuality, together with the mutual respect and cooperation required in a jazz ensemble carry with them philosophical implications that are so exciting and far-reaching that one almost hesitates to contemplate them.â3 We can contemplate them, though. And we should, starting from this essential point that the pianist Marcus Roberts has made more than once about jazz: âNone of this music is about you by yourself. Itâs about you with other people.â4
In New Orleans one late December we ran into Wess Anderson. We were there for an academic conference and Wess, an alto sax player known for his distinctly warm sound, was a guest at a panel on literature about jazz. He was based in New York, playing with the Lincoln Center Jazz Orchestra, and we had met him a couple of times at concerts there. But his home was in Baton Rouge, close enough during the holidays to come to New Orleans and talk about jazz. When we greeted him afterward, he suggested that we ïŹnd him later at a place called Donnaâs Bar and Grill. Donnaâs was on the farthest side of the French Quarter from the convention hotel, and the streets we walked to get there, usually noisy and brightly lit, were mostly dark in the aftermath of Christmas. We walked in the chill thirty minutes or so until we found Donnaâs, looking like a rundown neighborhood bar on North Rampart Street. We hesitated outside but the live music we could hear coming through the door invited us in.
The room was warm, bright, and crowded. It was somebodyâs birthday, so balloons hung with the white Christmas lights along the walls. The air was thick with cigarettes, hot food, and fragrances worn on a night out. We walked through the door into a line of four horn players weaving improvised lines into a framework maintained by an old man on an upright piano behind them, a kid on a drum kit, and a big guy on a battered string bass alongside. Wess, in his dark New York suit, played his alto next to a small man in overalls and T-shirt playing tenor, and a trumpeter who looked like a college student. A tall man stooped over a trombone on the far end. It looked like a neighborhood pickup band. Wess grinned at us through his mouthpiece as we walked past the band toward foil pans of fried chicken and biscuits, and red beans and rice on the bar. Someone gave us plastic plates to ïŹll and, following a wave from Wessâs wife, we settled in at the space she had made at her table, eating and chatting and cheering the music on from one virtuosic surprise to the next, having forgotten that we were the only white people in the room. Enmeshed with the rest in the jazz being made there, we felt only welcome.
This book explores the jazz âform of lifeâ that let us feel welcome that night. It examines the idea that jazz music demands from those who make it as well as those who listen a way of living that, as the student of conïŹict and communion Kenneth Burke put it in the epigraph that opens this chapter, âsubstantiatesâ the seemingly impossible American âoughtâ that is e pluribus unum.5 Thatâs what happens when jazz music works. It happens among those who listen, as well as among the musicians themselves; it happens as this music prompts them to interact as the sort of citizens the American Constitution demands people be: strong individuals combined in a common project they must sustain to serve their separate interests and their common purpose both at once. So, however diverse the interests of people who ïŹnd themselves together, they share the necessary purpose of getting along. And there is more to âgetting alongâ in what is at stake and what it takes than the phrase might lead us to think. To get along, individuals must change in response to each other, must listen as well as speak, and must learn as well as teach. They must revise and adapt. Kenneth Burke went a very long way toward describing how that happens, what can go wrong, and what it can be like when things go right. And what he described is more or less precisely what jazz enacts as this music is made in the kind of exchange of assertion and response that constitutes what Americans are taught to understand as civic interaction. Jazz music and Kenneth Burke never claimed each other as counterparts, as a theory and a practice of the same kind of thing, but they could have. Bring them together in that way, and in the substance and shape of the form of civic life that one models and the other describes, you can see the profound lessons in getting along they provide.
Throughout his life, Burke developed fresh conceptions of rhetoric and art that expand the reach of both by rendering them interdependent in the work that distinct and diverse individuals must do to get along. Explaining that was the focus of all of Burkeâs writing. Similarly, the music-making project of jazz proceeds from the very civic mandate that Americansâ constitution demands, from the predicament people share when together they are charged to become e pluribus unum, the very form of life Burke tried to show us how to manage. To play jazz, musicians must be both distinctly themselves and one with an ensemble, because this music demands both their cooperation and their separate distinction. So sometimes musicians with little in common beyond a tacit agreement to submit for a time to the constraints of this kind of music making ïŹnd themselves together on a bandstand. And thatâs enough. They decide on matters of processâtune and chord changes, key and rhythm, order of participationâand then proceed to make music moment by moment from the pooled resources that each one has brought. Like most every other music, a performance of jazz enacts a community, but the community this music enacts is one that demands greater individuality. To make jazz, musicians must change and adapt to each other, making judgments all along about what is and is not good for the music they are making. Watching jazz being made, we learn that e pluribus unum is more complicated than we might have thought. This book is about how jazz and Burke both explore those complications, how the demands of democratic culture prompted Burke to consider art rhetorical, and how jazz is an art form that turns toward lessons of civic life.
Constituting Identity
Kenneth Burkeâs statement about constitutions that starts this chapter describes as constitutional any situation that transforms the individuals it would encompass into the citizens it proclaims them to be. More precisely, constitutions prescribe for diverse people the attitudes and the actions that are substance of the identity, at once collective and individual, it would have each of them claim.6 This project of substantiating of an âoughtâ is the core element of his âtheory of constitutions in generalâ7 that informs us that we are each subject to more constitutions than we might think. We live by the laws of our written constitutions, the ones that make their claim upon us explicit. But we also live our lives by other, implicit, constitutions. Both kinds of constitution are made from the same raw material, though: the situation shared by those to be constituted as a community. Burke called that situation the âConstitution-behind-the-Constitutionââor, sometimes, âbeneathâ it:8 the given circumstances, mostly unchangeable, that both constrain and enable the sort of order that people can constitute there. One of those circumstances is the place: its physical characteristics as well as the histories that collide there. So the European immigrants who named the place they found âAmericaâ developed from what seemed a boundless land both an expansive individualism and a nagging sense of collective missionâfor some sacred and for others secularâthey felt destined to put to work there. Out of that situation came the aspiration of e pluribus unum, where each element checked and balanced the other, an aspiration they codiïŹed in the constitutions that would direct them in ways of life that could realize it.9 Some of those ways of life are explicitly procedural, legalistic, or documentary. Many more, though, are embedded in shared experience, all but invisible. Jazz is one of those.
To call jazz âconstitutional,â in Kenneth Burkeâs sense of that term, is to claim that it shapes peopleâs perceptions, aligns their aspirations, and directs their attitudes and actions. It is also to say that jazz is rhetorical. To say that is to suggest that music, even art, is rhetorical. And to say that will seem odd to anyone who understands the term ârhetoricâ to refer to an act of persuasion that proceeds systematically from a stated set of good reasons. Thatâs how we are taught to expect to encounter rhetorical attempts to inïŹuence us. We expect them to come at us franklyâas Burke put it, âfrom without.â But Burke put it that way as he was proposing that our most powerful inïŹuences may well come to us âfrom within,â at least seemingly so.10 To explain the opportunities for, and the threats to, getting along that follow from that, he developed a powerful concept of rhetorical aesthetics that he ïŹrst stated in print in 1924 and then elaborated over the next sixty-ïŹve years or so.11
Burke is difïŹcult to categorize among American thinkers. Born near the turn of the twentieth century, he came into his own in his and his nationâs twenties. And just as he was emerging as an important new voice in literary ïŹction and poetry, he began turning his published work toward criticism of a particularly rhetorical sort. This shift seems to have been in response to, among other things, the expanding capacity of mass media to inïŹuence his compatriots at a time of notable erosion of a sense of unity among Americans. By 1930 Burke was best known as a critic who explored the ways and means of rhetorical effect in his literature and music criticism, locating those arts in civic if not political contexts. This stance was notable at a time when, among writers and musicians at least, the idea that art had practical purposes and effects was unfashionable. During subsequent decades, Burkeâs civic concerns mounted as a relentless sequence of crises surrounding the Great Depression and World War II left him questioning whether Americans could ever do what their Constitution was calling them to do: pay constant and critical attention to any and every attempt to shape in them attitudes or actions that determined whom they understood themselves to be. To guide his fellow citizens in that project, Burke developed through those years a rich explanation of how a sense of identity is made and changed within communicative interactions of all sorts. This was his revision of conventional concepts of rhetoric that had much to say about how art affects the ways in which people think and act.
Jazz was also born with the American twentieth century. Its antecedent in African American communities was a pervasive, participatory music that people would improvise together on a strong rhythmic foundation. Jazz developed as elements of that music combined with bits and pieces of music from other Americans. It combined African rhythmic patterns, an African American intensity of expression, European instrumentation and convention, and the form of American popular song in a hybrid sound that became immediately recognizable as an expression of this unwieldy national culture. So from its beginning, jazz accommodated a national mandate that by now seems that it should be undeniable: that Americans in all their differences be accepted and respected as full participants in the civic endeavor of living and working together as a people. This music was distinctly American, as well, in the way it was made. Musicians skilled on their instruments, generally acquainted with a jazz sort of sound and ïŹuent in chords and scales, can play good jazz by submitting themselves to what the music requires of them. Agreement on key, sequence, and rhythm is enough for them to begin. From there, they do what it takes to combine their separate voices in a coherent musical statement where separateness can be still heard. And they do so improvisationally, without knowing precisely what that statement, fully realized, will be.
Burke described how that process proceeds when he located aesthetic form not in the work of art itself, but in the experience that an encounter with it provides a person.12 He explained that an aesthetic artifact takes form in the purposeful sequence of prompts it provides to move that person from one state of mind to another, with âstate of mindâ understood as integral to oneâs sense of identity.13 So aesthetic form works on us like the plot of a story that comes to life for us as we see, hear, or read it. Plot moves us along with it by prompting expectations. If what comes after is what was expected, we remain in a state of mind that is mostly unchanged. But if something unexpected happens, we are surprised, even disturbed, and must choose whether to adapt and change perspective or reject the story altogether. That experience of change, whatever its extent, becomes the story for us.14 For Burke, a work of art composes a sequence of these experiences. Itâs like music. Hear a dissonant chord or a harmonic progression that is incomplete; thatâs what anticipation sounds like, feels like. Burke once shared with a friend in a letter what âexquisite enjoymentâ it was âto tantalize oneself with dissonances, and then resolve themâ on the piano.15 That enjoyment was not in the resolution alone, but also in what its anticipation required of him. A mystery novel offers the same sort of enjoyment as it leads us through increments of uncertainty and discomfort to a new comprehension of the whole situation. It is what we learn as we move through it from the changes we make that gives the narrative its substance. Itâs not the answers at the end we enjoy so much as the changes we make along the way.
Changes are why musicians like to play jazz, and why audiences like to hear it played. Jazz is music of changesâcertainly of the chord sequence, which gives direc...