Henry P. Stapp
1 Introduction
The question before us is whether quantum mechanics can help solve the problems of philosophy of mind.
I believe it can, and my talk will explain how.
What are these problems? They are tied to the ideas of classical physics that prevailed in science during the eighteenth and nineteenth centuries, and were eloquently described by the great 19 th century physicist John Tyndall (1874):
We can trace the development of a nervous system and correlate it with the parallel phenomena of sensation and thought. We see with undoubting certainty that they go hand in hand. But we try to soar in a vacuum the moment we seek to comprehend the connection between them [âŠ] Man as object is separated by an impassable gulf from man as subject. There is no motor energy in intellect to carry it without logical rupture from one to the other.
If there is, indeed, such an impassable gulf, then a primary question is: On which side do we lie?
The belief of most contemporary neuroscientists, and philosophers of mind, is that we lie on the physical side: and that our conscious experiences must therefore be built out of the material stuff of our bodies, and, more specifically, of our brains or nervous systems.
That conclusion draws its scientific support from the principles of classical mechanics, which claimed that the behavior of our bodies could be completely explained without ever mentioning or considering our conscious thoughts, ideas, and feelings.
Huge efforts have been made to understand, rationally, how âman as subjectâ can arise from the material stuff of classical mechanicsâhow something like the motions of bouncing billiard balls could be, or produce, a conscious thought. But many scientists and philosophers now agree that no progress at all has been made in resolving that classical-physics-based mystery.
Sir Karl Popper described the current mainline view in neuroscience as âpromissory materialismâ: with the âpromiseâ being that dogged adherence to the principles of classical mechanics will eventually lead to an understanding of consciousness.
Classical mechanics was, however, found during the twentieth century to be incompatible with a growing host of empirical findings, and was replaced at the fundamental level by quantum mechanics. A key innovation of the new theory was to bring our conscious thoughts into the theory as logically essential parts of the basic underlying dynamics. This quantum approach leads, via the âorthodoxâ formulation of John von Neumann (1955), to a clean ontological separation between our mental and physical aspects, which, however, become tied together by a dynamical connection. John Tyndallâs nineteenth century âimpassable gulf â has thus been bridged, during the twentieth century, by replacing an empirically invalid classical physics by empirically valid quantum physics!
But how did such a radical change in the foundations of physics come about?
2 The original âCopenhagenâ version of quantum mechanics
Early in the twentieth century a series of theoretical and experimental findings showed that the classical principles that work so well for large astronomical and terrestrial objects, fail to work for their atomic constituents! A new set of laws was found to hold for the atoms. But if we try to apply these atomic laws to the atomic constituents of us human observers, then we usually find that what we experience is altogether different from what the atomic theory predicts!
Specifically, the atomic laws generally entail that the brain of an observer will naturally evolve into a mixture of many different quantum components, each of which corresponds to a different perceptual experience. Yet only one of these perceptions occurs in any actual empirical instance. Consequently, the atomic theory, understood in the ordinary traditional way, fails to agree with experience.
The founders of quantum mechanics resolved this conflict between the atomic laws and human experience by abandoning the conceptual framework that Isaac Newton had created in the seventeenth century. That âclassicalâ way of thinking had, for more than two centuries, been accepted by scientists as the proper foundation of science. But that approach excluded, as a matter of basic principle, any irreducible effect of our conscious thoughts on the behavior of the physically described aspects of the universe.
Orthodox quantum theory revokes that exclusion! It converts our conscious experiences from passive spectators to active participants in the creation of our future experiences.
The rational foundation of the new approach was the demand by the creators of quantum mechanics that science be anchored in what we know. But everything we know resides in our experiences. Hence the founders backed away from the idea that the aim of science is to comprehend the reality that lies behind our experiences . They focused instead on the structure of our experience itself.
In the words of Niels Bohr:
In our description of nature the purpose is not to disclose the real essence of phenomena but only to track down as far as possible relations between the multifold aspects of our experience (1934, 18).
Quantum theory was, therefore, originally offered not as theory of ârealityâ, as defined in some abstract classical sense. It was presented, rather, as a practical tool for making predictions about our future experiences on the basis of information derived from our past experiences. Thus human experiences became the basic realities of the theory: the basic realities were shifted from the objective to the subjective side of Tyndallâs âimpassable gulf â.
In this pragmatic approach, we observers areâin order to make the theory useful to usârepresented within the theory in the way that we intuitively conceived ourselves, namely as psycho-physical agents that can form intentions based on our own reasons, emotions, and values, and can then physically act to implement those intentions. Von Neumannâs orthodox formulation of the theory integrates these features into a rationally coherent understanding of nature itself, and our place within it.
In quantum theory our mental intentions are âfreely chosenâ, in the sense that they are not determined within the theory by prior physical properties. Thus these intentions are allowed by the theory, in its orthodox realistic version, to depend irreducibly on consciously felt values that are described in psychological rather than in physical terms! That means that quantum theory violates a core idea of classical mechanics: it allows our mental âfree choicesâ to influence our physical actions, yet not be fully determined by prior physically describable properties. Thus the philosophy-of-mind concept of âphysicalismâ fails: the demand that âall is physicalâ is not only not entailed be contemporary basic physics; it is also strictly incompatible with the orthodox realistic formulation of it.
The general logical form of the empirically validated quantum mechanical dynamics is this. Before each perception, the observer must choose and perform a probing action. That action effectively asks Nature whether or not the system being observed has a specified physical property. The existence of this physical property will be communicated to the observer by a specified-by-the-observer response from nature. This possible positive (âYesâ) response is chosen by the observer, not by Nature. If Natureâs answer is âYesâ, then two things immediately happen: the observer will experience the observer-selected response, and the system that is being observed will immediately acquire the specified physical property. If Natureâs answer is âNoâ, then the observer will experience nothing, in connection with this negative answer, but the physical possibilities will be reduced by the exclusion of the âYesâ possibility.
Natureâs choice between the two possible responses, âYesâ or âNoâ is asserted to conform to a certain quantum statistical rule. But the observerâs choices are, in both the pragmatic and orthodox realistic versions, supposed to arise from the observerâs motives and values! Thus the conception of âthe userâ conforms, in both versions, to the userâs life-experience-based idea of himself or herself.
Whereas classical physics renders life meaningless, by asserting that we are, effectively, mindless mechanical puppets, acting out a pre-choreographed script, quantum mechanics restores meaning by allowing, and indeed causing, oneâs own experienced future to be directly influenced by oneâs own value-based consciously felt efforts!
A key feature of this quantum observation process is that the property chosen by the observer is something that the observed system possesses after the process is completed, but may not have possessed before the process was initiated.
For example, the quantum state of an observed system before the probing action might correspond to a âwaveâ that is spread out over a large spatial region, whereas, after the response, the state might correspond to the systemâs being confined to a particular atom-sized region. Such a âcollapse of the quantum stateâ provides an immediate resolution of the wave-particle duality problem.
We see here the beginnings of the quantum bridge over Tyndallâs âimpassable gulf â between âman as subjectâ and âman as objectâ. For the observerâs conscious choice, which lies on the subjective side of the gulf is causally affecting the objective physically described world, which lies on the other side.
3 John von Neumannâs orthodox version of quantum mechanics
The founders dodged various puzzling metaphysical issues by claiming to be providing merely a practical tool that works in practice. But philosophy of mind cannot evade basic metaphysical questions.
The eminent mathematician John von Neumann faced the difficulties head-on, by converting the original Copenhagen pragmatic version of quantum mechanics into a form that can be regarded as an empirically validated putative theory of an interactive psycho-physical reality.
But what changes did he institute?
The original âCopenhagenâ way of describing the collapse process was tied to a mysterious thing called the âHeisenberg cutâ. Everything lying âbelowâ this cut was supposed to be described in the mathematical language of quantum mechanics, whereas everything lying âaboveâ the cut was described either in the language of classical physics, or in psychological or mental terms. The idea was that a practical account must accommodate our possible mental intentions and free choices, and also our descriptions ofâin Bohrâs wordsââwhat we have done and what we have learntâ (1934, 3). Those things were described in mental and classical terms, whereas their atomic underpinnings were described in terms of the quantum mathematics.
This Heisenberg cut was âmovableâ: its place...