II
Features and Fundamentals of the Imaginative Argument
4 The Thesis
What Is a Thesis, Anyway?
The thesis stands out as the paperâs most important sentence. Itâs the formative protein, the DNA of your essay, the compact, coded sequence that predicts the body. The thesis is an interpretation, an angle, an insight, an optic on, a perceptive view of, an analytical slant on, an evaluative synthesis of ⊠somethingâa text, an issue, a conflict. It explains the most important issue, the one most in need of explanation. The thesis makes up the precious residue that would remain if you had to boil your paper down to just twenty or thirty or forty words, if you had to distill it into its concentrated essence.
Since it is so central to an essayâs power, the thesis should be something you spend considerable time and energy formulating, revising, and polishing. Some writers suggest that you start with only a provisional thesis and write the paper on the basis of it, modifying the thesis as you come to know its ins and outs. Writing in the Chronicle Review, Fordham University English professor Heather Dubrow quotes the architect Louis I. Kahn, whose ideas about a building can be nicely applied to a thesis. âWhen you have all the answers about a building before you start building it, your answers are not true. The building gives you answers as it grows and becomes itselfâ (B13). Exactly. When formulating a thesis, you need to realize it will inevitably change as you write your paper; it will become more complex; it will present problems that you had not been able to foresee; it will evolve. You need to leave room for these possibilities.
Another way to see the thesis is as an insight youâve arrived at (about the topic) only after a lot of thought. Itâs a conclusion. The paper, then, explains the thought process you went through to arrive at the thesis, at the same time that it displays this very process. This recursive nature of writing can sometimes be daunting, though, since as you write the paper, you willâunfortunatelyâoften discover flaws in the thought process you used to arrive at the thesis.
Yes, sometimes you will find that what is really original about your paper does not emerge until after you have written five pagesâ worth of thoughts on a provisional thesis. Of course once you have made this discovery, youâll need to go back to the beginning and start anew. (No one promised that writing was going to be easy; in fact, quite the opposite.) In a textbook on writing, the poet Donald Hall suggests you automatically reject the first four or five thesis statements that you think of, as these will be ones that would be obvious to everyone. This is an interesting idea, and one that I always allow to hover in my consciousness, but I should add that sometimes you will come upon an excellent thesis right away. When this happens, I think you will know it. Itâs unusual, but it happens now and then: each writing situation has its own structure, its own series of problems, and its own unique solutions. As I mentioned earlier, thereâs no single right way to compose.
Writing is hard work. And good writing, while it occasionally springs magically or bewilderingly from your frontal lobes, will more often be the result of revision, reflection, and many hoursâ anguished labor. âLaborâ is the right word, for writing is in some ways tantamount to giving birth to something very new.
Placement of Thesis
Where should you place your thesis? Many textbook writers insist that a thesis can go anywhere, reallyâat the beginning, middle, or end of the paper; in fact, the whole paper can be a thesis.
Well, true enough. Such a suggestion is theoretically correct. But it fails to give enough direction. I suggest that you place your thesis near the beginning of the essay. It should probably not be at the very beginningâfor the reader needs to be prepared for your idea about a given issue, and probably should know a little about the general subject and topic that you deal with. I recommend placing the thesis at the end of your introduction. This is a safe, albeit conservative positioning of it. You can experiment with placement of the thesis, putting it earlier or later, but this could generate confusion: your reader might not follow what you are arguing for, or think you are arguing something else. Worse, your reader might become bored and ask, âWhat point is this essay trying to make?â
Wording
Work on the wording of your thesis. Say clearly what you mean. Make the thesis forceful in its impact. Make it live in the readerâs memory. Make it roll off the tongue, slide off the pen, clatter beautifully off the keyboardâor at least appear to have. Avoid using âto beâ verbs and passive constructions. We all know the difficulty of coming up with a thesis that seems perfectly honed and smooth, but the effort is worth it. Avoid the clunkiness of structures such as âMy thesis is that âŠâ or âI intend to prove the thesis that âŠâ Such verbal constructions might seem to patronize the reader or be perceived as padding. Also, your thesis should be evident without your having to signpost it. Donât discuss what you are going to do. Just do it.
Sometimes writers feel they donât want to reveal their main idea right away. Thinking that they need to âsaveâ something for the paper proper, they cultivate a coyness. This is no place for coyness. Reveal your main idea. For example, in an essay comparing Jerzy Kosinskiâs The Painted Bird with Charles Frazierâs Cold Mountain, the thesis, âThere are several ways in which the two novels differ,â fails to work. Itâs a vague, overly general, overly coy thesis. What are the ways that the novels differ, why are the contrasts important, and why should anyone bother to read an essay about them? Letâs improve on it some: âThe two novels differ in that the quest in Cold Mountain, while ending âunhappily,â nonetheless enlarges the main charactersâ sense of loveâfor others, for what they are doing; while the quest in The Painted Bird, though one that the protagonist survives, demolishes his and the readerâs sense of hope for the individual, the world, and for all mankind.â You might have to define what you mean by âloveâ or âhopeââkey thesis-linked termsâbut this thesis is a great deal more specific and more argumentative: indeed, if your thesis is to live, it will live in its detail, its specificity.
Here is another thesis that could use some tuning up. This one concerns the practice of organ transplantation: âIf we are going to continue accomplishing in this practice, action should be taken to diminish the increasingly unanswered demand for human organs.â I have a couple of problems with this thesis. First, âcontinue accomplishing in this practiceâ sounds odd. This sentence was generated by a native speaker of English, so thereâs no excuse for such an unnatural, awkward formulation. Second, it uses the passive, which makes the thesis too vague: âaction should be taken,â it asserts, but I ask, âby whomâ? And finally, what kind of action does the writer advocate? Itâs necessary to specify in the thesis. Hereâs a revised version: âSince any algorithm we invent to ascertain who should get donated organs will be a death sentence for many patients and a life extension for a few, we need to establish more than just that algorithm: we need nothing short of a court of appeals.â Notice, again, that a number of the key terms need to be defined, but the thesis is a good deal more specific, and its argument is relatively clearly stated. But still more imaginativeness is needed, more of a strong and challengeable position. As it stands, I find it difficult to disagree with. It lacks, in a word, edge. Can I supply one? How about ending the thesis above with the following: âWe need to establish a court of appeal based on a Rawlsian âveil of ignoranceâ standard.â The reader will have to know something about this concept of the âveil of ignorance,â namely that decision makers have no knowledge of their own social status. And the practicability of such a plan is problematic. (The decision makers should also be ignorant of the patientsâ social status, I would imagine.) But the thesis has a stronger edge and seems to me a relatively promising start.
The Argumentative Thesis
An argumentative thesis is provocative, interesting, strikingâso much so that it catches the reader up short. Yet itâs a balancing act, too, a kind of oxymoron in that it needs to be full of competing opposites: it must be counterintuitive but reasonable; controversial but not an old debate; complex but graspable; creative but grounded in a shared reality. It should be evocative without being vague, clear and specific yet not a mere blueprint for a paper, nuanced but not ambiguous.
The argumentative thesis is not just a verbal fabrication, a manufactured piece of prose that fits a prescribed set of technical specifications. Itâs more than an utterance, a notion, a conception, or a proposition; itâs almost a philosophy in that it represents a mode of thought, a kind of discourse, a way of dealing with the world, or, in our situation, with texts of various kinds.
To further capture the elusive construct of an argumentative thesis, I offer an idea from T. S. Eliot in his essay on Dante. Eliot declares that âgenuineâ poetryâand I think this also applies to the argumentative thesisââcan communicate before it is understoodâ (206). To be argumentative, a thesis must convey to its audience something complex, interesting, and newââmake it newââprior to the point at which an audience fully understands it. The paper that emerges from such a thesis will give the fuller explanation, it is to be hoped, but it will be that paperâs burden not only to make understood what could not initially be communicated but also to reveal why it could not be communicated instantly. If, by contrast, the thesis is totally comprehensible at the outset, there is probably something deficient with it, and the paper that follows will, typically, be predictable and ho-hum, as it strenuously argues for something that most readers would accept without proof. Of course it needs to be totally apprehensible and clear, but the genuinely new idea cannot be fully communicable at its first introduction.
âForethoughtâ Revisited in Light of Argument
How do you generate actively argumentative thesis statements? In the last forty years or so, teachers and professors have been emphasizing the process of writing, and have even opined that that scaffolding processâprewriting, clustering, outlining, gathering evidence, drafting, rewritingâhas as much importance as the product, namely, the finished essay. One interesting way of expressing this is from the writer Lee Stringer, who in a public lecture at Powellâs Books in Portland, Oregon, told an audience that writing is not just about construction but about âexplorationâ and âexcavation.â
In general, though, not enough emphasis has been placed on what one might term âforethoughtâ about the paperâs idea or thesis. Going back to Eliot, one might ask what it is that a paperâs thesis communicates prior to its being understood, and part of my answer is that it communicates some of the writerâs forethought. Learning what this forethought consists of can help you generate more complex, more rotund, more fresh and new thesis statements (and better papers), and can help you understand the mode of thought that writing papers such as these both teaches and requires. Elaborating on the ideas of the previous chapter, I want to propose four areas of possible forethought, though I do so only with the proviso that this is by no means an exhaustive list.
1. âArgumentâ implies that more than one party is involved. And people cannot be intelligent all by themselves. So there must be an audience: what is it like? Clearly, college essays are not written for a universal audience. They are aimed at quite a narrow, even parochial audience: a person professionally involved with the topic, who has read a lot of material about it, and who has doubtless repeatedly read the text or texts under discussion. As I said above, this is a specialist audienceâand a sympathetic one. Yet this audience needs a lot to be surprised or enlightened. Indeed, this audience longs for surprise, is parched for enlightenment. This audience does not want, for example, simplistic answers to rather obvious questions, or, for that matter, reductive answers to complex questions. This audience does not want a thesis he or she has read before, manyâor even a fewâtimes.
2. Forethought also needs to consider the competition: possible as well as actual competing explanations need to be looked at, imagined, or at least provisionally constructed. Just as when I decide to write a scholarly article on, say, a poet named Hilda Doolittle, or H.D., I turn to the articles that have already appeared about her (and about imagist poetry, about early twentieth-century American poetry, about womenâs poetry, among others) in order to determine the context for what I might write; just as I look at and read other articles in journals I want to publish in to see the kinds of approaches being used, the level of documentation, the affiliations of the authors, the length and style of the essays, so you must look to your âcompetitionâânamely, fellow students. Of course this is in a more difficult task than mine, since you donât typically have access to your classmatesâ essays. You need to infer the kinds of things that scholars can more easily discern about competition.
A knowledge of the competition forms an important element of forethoughtâand constitutes a furthering of the notion of audience, for as the audience reads the multiple responses in a class or in a journal, that audienceâs expectations change: its patience with certain kinds of ideas diminishes, just as its longing for others (or maybe just for unfamiliar ones) is likely to become more acute. Of course this can be intimidating, tooâbut after you have finished being intimidated by the writing of your peers, and after theyâve finished being intimidated by aspects of yours that you probably didnât even think about, then maybe you can all sit down to do something even more worthwhile.
3. Forethought also involves determining your relation to the assignment. What does the assignment really call for? Is it looking for reiteration of the ideas of the course, or is it looking for some inventive, original idea? Is it requiring you to show that youâve grasped certain concepts, that you can handle a certain technical vocabulary being taught? To what extent is the assignment actually just testing whether youâve âgottenâ the ideas of, say, four or five key texts? To what extent is the assignment about the text, and to what extent is the text supposed to be used only as a pretext? Often, the argumentativeness of a thesis hinges on certain unspoken guidelines, which, not too surprisingly, vary from course to course, situation to situation.
4. Last piece of forethought, but in some ways the prime mover: You need to grapple with your own response to a work or works, or to a series of ideas under scrutiny in a class. If your reaction is muted or nonexistent, then why write anything? (When I was a freshman, I never even considered the option of telling a professor that the provided paper topics all seemed boring to me. But I should have done so when that was the case, and teachers should encourage students to take that initiative.) One teacher mentioned that there are no boring texts or topics, only boring people. I wonder.
If you have generated a thesis you are certain is correct, then why argue for that thesis? This connects both with Louis I. Kahnâs idea about a building and also with the notion of ânegative capabilityâ: John Keatsâs idea that writers should be willing to inhabit realms of abstraction and nonclarity for relatively long periods of time before responding to things. I want to suggest that inhabiting those realms is sometimes valuable insofar as doing so does not have definitive results. âThe only means of strengthening the intellect,â Keats declares in a letter he wrote to George and Georgiana Keats in September 1819, âis to make up oneâs mind about nothingâto let the mind be a thoroughfare for all thoughtâ (515). Forethought about oneâs own various responses to a work suggests that writers run down many uncharted thoroughfares and byways and endure blunting up against the walls that close some of them off. Of course, blunting up against things is not a lot of fun. Keats offers Shakespeare as the example of a person âcapable of being in uncertainties, mysteries, doubts, without any irritable reaching after fact and reasonâ (Letter to George and Thomas Kea...