Chapter 1
Television audience research: a critical history
It is not my purpose to provide an exhaustive account of mainstream sociological research in mass communications. I do, however, offer a resumĂŠ of the main trends and of the different emphases within that broad research strategy, essentially for two reasons: first, because my own work has been framed by a theoretical perspective which represents, at many points, a different research paradigm from that which has dominated the field to date; second, because there are points where this approach connects with certain important âbreaksâ in that previous body of work, or else attempts to develop, in a different theoretical framework, lines of enquiry which mainstream research opened up but did not follow through.
Mainstream research can be said to have been dominated by one basic conceptual paradigm, constructed in response to the âpessimistic mass society thesisâ elaborated by the Frankfurt School. That thesis reflected the breakdown of modern German society into Fascism, a breakdown which was attributed, in part, to the loosening of traditional ties and structures and seen as leaving people atomized and exposed to external influences, especially to the pressure of the mass propaganda of powerful leaders, the most effective agency of which was the mass media. This âpessimistic mass society thesisâ stressed the conservative and reconciliatory role of âmass cultureâ for the audience. Mass culture suppressed âpotentialitiesâ and denied awareness of contradictions in a âone-dimensional worldâ; only art, in fictional and dramatic form, could preserve the qualities of negation and transcendence.
Implicit here was a âhypodermicâ model of the media, which were seen as having the power to âinjectâ a repressive ideology directly into the consciousness of the masses. Katz and Lazarsfeld, writing of this thesis, noted:
The image of the mass communication process entertained by researchers had been, firstly, one of âan atomistic massâ of millions of readers, listeners and movie-goers, prepared to receive the message; and secondlyâŚevery Message [was conceived of] as a direct and powerful stimulus to action which would elicit immediate response.
(Katz and Lazarsfeld 1955: 16)
The emigration of the leading members of the Frankfurt School (Adorno, Marcuse, Horkheimer) to America during the 1930s led to the development of a specifically âAmericanâ school of research in the forties and fifties. The Frankfurt Schoolâs âpessimisticâ thesis, of the link between âmass societyâ and Fascism, and the role of the media in cementing it, proved unacceptable to American researchers. The âpessimisticâ thesis proposed, they argued, too direct and unmediated an impact by the media on their audiences; it took too far the thesis that all intermediary social structures between leaders/media and the masses had broken down; it didnât accurately reflect the pluralistic nature of American society; it wasâto put it shortlyâsociologically naive. Clearly, the media had social effects; these must be examined, researched. But, equally clearly, these effects were neither all-powerful, simple nor even direct. The nature of this complexity and indirectness too had to be demonstrated and researched. Thus, in reaction to the Frankfurt Schoolâs predilection for critical social theory and qualitative and philosophical analysis, the American researchers developed what began as a quantitative and positivist methodology for empirical radio audience research into the âsociology of mass persuasionâ.
It must be noted that both the âoptimisticâ and the âpessimisticâ paradigms embodied a shared implicit theory of the dimensions of power and influence through which the powerful (leaders and communicators) were connected to the powerless (ordinary people, audiences). Broadly speaking, operating within this paradigm. the different styles and strategies of research may then be characterized as a series of oscillations between two different, sometimes opposed, points in this chain of communication and command: on the one hand, message-based studies, which moved from an analysis of the content of messages to their effects on audiences; and, on the other, audience-based studies, which focused on the social characteristics, environment and, subsequently, needs which audiences derived from, or brought to, the message.
Many of the most characteristic developments within this paradigm have consisted either of refinements in the way in which the message/effect link has been conceptualized and studied, or of developments in the ways in which the audience and its needs have been examined. Research following the first strategy (message/effects) has been, until recently, predominantly behaviourist in general orientation: how the behaviour of audiences reflects the influences on them of the messages they receive. When a concern with cognitive factors was introduced into the research, it modified without replacing this behavioural orientation: messages could be seen to have effects only if a change of mind was followed by a change in behaviour (e.g. advertising campaigns leading to a change in commodity choices). Research of the second type (audience-based) has been largely structural-functional in orientation, focusing on the social characteristics of different audiences, reflecting their different degrees of âopennessâ to the messages they received. When a cognitive element was introduced here, it modified without replacing this functional perspective: differences in audience response were related to differences in individual needs and âusesâ.
We will look in a moment at the diverse strategies through which this basic conceptual paradigm was developed in mainstream research. It is not until recently that a conceptual break with this paradigm has been mounted in the research field, one which has attempted to grasp communication in terms neither of societal functions nor of behavioural effects, but in terms of social meanings. This latter work is described here as the âinterpretativeâ as against the more dominant ânormativeâ paradigm, and it does constitute a significant break with the traditional mainstream approach. My own approach shares more with the âinterpretativeâ than with the traditional paradigm, but I wish to offer a critique, and to propose a departure from, both the ânormativeâ and the âinterpretativeâ paradigm as currently practised.
The ânormativeâ paradigm
Post-war American mass-communications research made a threedimensional critique of the pessimistic mass society thesis: refuting the arguments that informal communication played only a minor role in modern society, that the audience was a mass in the simple sense of an aggregation of socially atomized individuals, and that it was possible to equate directly content and effect.
In an early work which was conceptually highly sophisticated, Robert Merton (1946) first advanced this challenge with his case study (Mass Persuasion) of the Kate Smith war bond broadcasts in America. Though this work was occasionally referred to in later programmatic reviews of the field, the seminal leads it offered have never been fully followed through. Merton argued that research had previously been concerned almost wholly with the âcontent rather than the effects of propagandaâ. Merton granted that this work had delivered much that had been of use, in so far as it had focused on the âappeals and rhetorical devices, the stereotypes and emotive language which made up the propaganda materialâ. But the âactual processes of persuasionâ had gone unexamined, and as a consequence the âeffectâ of the materials studied had typically been assumed or inferred, particularly by those who were concerned with the malevolent effect of âviolentâ content. Merton challenged this exclusive reliance on inference from content to predicted effects.
This early work of Merton is singular in several respects, not least for the attempt it made to connect together the analysis of the message with the analysis of its effects. Social psychology had pointed to âtrigger phrases which suggest to us values we desire to realiseâ. But, Merton asked, âWhich trigger phrases prove persuasive and which do not? Further, which people are persuaded and which are not? And what are the processes involved in such persuasion and in resistance to persuasive arguments?â. To answer these questions Merton correctly argued that we had to âanalyse both the content of propaganda and the responses of the audience. The analysis of contentâŚgives us clues to what might be effective in it.
The analysis of responses to it enables us to check those cluesâ. Merton thus retained the notion that the message played a determining role for the character of the responses that were recorded, but argued against the notion that this was the only determination and that it connected to response in a simple cause-and-effect relationship; indeed, he insisted that the message âcannot adequately be interpreted if it is severed from the cultural context in which it occurredâ.
Mertonâs criticisms did not lead to any widespread reforms in the way in which messages were analysed as such. Instead, by a kind of reversal, it opened the road to an almost exclusive preoccupation with receivers and reception situations. The emphasis shifted to the consideration of small groups and opinion leaders, an emphasis first developed in Mertonâs own work on âinfluentialsâ and âreference groupsâ, and later by Katz and Lazarsfeld. Like Merton, they rejected the notion that influence flowed directly from the media to the individual; indeed, in Personal Influence (1955) they developed the notions of a âtwo-step flow of communicationâ and of the importance of âopinion leadersâ within the framework of implications raised by small-group research. From several studies in this area it had become obvious, according to Katz and Lazarsfeld, that âthe influence of mass media are not only paralleled by the influence of peopleâŚ[but also]âŚrefracted by the personal environment of the ultimate consumerâ.
The âhypodermic modelââof the straight, unmediated effect of the messageâwas decisively rejected in the wake of this ârediscovery of the primary groupâ and its role in determining the individualâs response to communication. In The Peopleâs Choice (Lazarsfeld et al. 1944) it was argued that there was little evidence of people changing their political behaviour as a result of the influence of the media: the group was seen to form a âprotective screenâ around the individual. This was the background against which Klapper (1960) summed up: âpersuasive communications function far more frequently as an agent of reinforcement than as an agent of changeâŚreinforcement, or at least constancy of opinion, is typically found to be the dominant effectâ.
From âeffectsâ to âfunctionsââŚand back again
The work outlined above, especially that of Merton, marks a watershed in the field. I have discussed it in some detail because, though there have been many subsequent initiatives in the field, they have largely neglected the possible points of development which this early work touched on.
The intervening period is, in many ways, both more dismal and less fruitful for our purposes. The analysis of content became more quantitative, in the effort to tailor the description of vast amounts of âmessage materialâ for the purposes of effects analysis. The dominant conception of the message here was that of a simple âmanifestâ message, conceived on the model of the presidential or advertising campaign, and the analysis of its content tended to be reduced, in Berelsonâs (1952) memorable phrase, to the âquantitative description of the manifest content of communicationâ. The complexity of Mertonâs Kate Smith study had altogether disappeared. Similarly, the study of âeffectsâ was made both more quantitative and more routine. In this climate Berelson and others predicted the end of the road for mass-communications research.
A variety of new perspectives was suggested, but the more prominent were based on the âsocial systemsâ approach and its cousin, âfunctional analysisâ (Riley and Riley, 1959), concerning themselves with the general functions of the media for the society as a whole (see R.Wrightâs (1960) attempt to draw up a âfunctional inventoryâ). A different thread of the functionalist approach was more concerned with the subjective motives and interpretations of individual users. In this connection Katz (1959) argued that the approach crucially assumed that âeven the most potent of mass media content cannot ordinarily influence an individual who has no âuseâ for it in the social and psychological context in which he lives. The âusesâ approach assumes that peopleâs values, their interestsâŚasssociationsâŚsocial roles, are pre-potent, and that people selectively fashion what they see and hearâ. This strand of the research work, of course, reemerged in the work of the British âuses and gratificationsâ approach, and was hailed, after its long submergence, as the road forward for masscommunications research.
These various functionalist approaches were promulgated as an alternative to the âeffectsâ orientation; none the less, a concern for effects remained, not least among media critics and the general public. This concern with the harmful effects or âdysfunctionsâ of the media was developed in a spate of laboratory-based social-psychological studies which, in fact, followed this functionalist interlude. This, rather than the attempt to operationalize either of the competing functionalist models, was the approach that dominated mass-media research in the 1960s: the attempt to pin down, by way of stimulus-response, imitation and learning-theory psychology approaches, applied under laboratory conditions, the small but quantifiable effects which had survived the optimistic critique.
Bandura (1961) and Berkowitz (1962) were among the foremost exponents of this style of research, with their focus on the message as a simple, visual stimulus to imitation or âacting-outâ, and their attention to the consequences, in terms of violent behaviour and delinquency, of the individualâs exposure to media portrayals of violence of âfilmed aggressive role modelsâ. Halloranâs study of television and violence in this country took its point of departure from this body of work.
During the mid- to late sixties research on the effects of television portrayals of violence was revitalized and its focus altered, in the face of the student rebellion and rioting by Blacks in the slum ghettoes of America (see National Commission on Causes and Prevention of Violence: the Surgeon-Generalâs Report). Many of the researchers and representatives of the state who were involved in this work, in their concluding remarks suggested that television was not a principal cause of violence but, rather, a contributing factor. They acknowledged, as did the authors of the National Commission Report, that âtelevision, of course, operates in social settings and its effects are undoubtedly mitigated by other social influencesâ. But despite this gesture to mitigating or intervening social influences, the conviction remained that a medium saturated with violence must have some direct effects. The problem was that researchers operating within the mainstream paradigm still could not form any decisive conclusions about the impact of the media. The intense controversy following the attempt of the Surgeon-General to quantify a âmeasurable effectâ of media violence on the public indicated how controversial and inconclusive the attempt to âproveâ direct behavioural effect remained.
The interpretative paradigm
In the same period, a revised sociological perspective was beginning to make inroads on communications research. What had always been assumed was a shared and stable system of values among all the members of a society; this was precisely what the âinterpretativeâ paradigm put into question, by its assertion that the meaning of a particular action could not be taken for granted, but must be seen as problematic for the actors involved. Interaction was thus conceptualized as a process of interpretation and of âmutual typificationâ by and of the actors involved in a given situation.
The advances made with the advent of this paradigm were to be found in its emphasis on the role of language and symbols, everyday communication, the interpretation of action, and an emphasis on the process of âmaking senseâ in interaction. However, the development of the interpretative paradigm in its ethno-methodological form (which turned the ânormativeâ paradigm on its head) revealed its weaknesses. Whereas the normative approach had focused individual actions exclusively as the reproduction of shared stable norms, the interpretative model, in its ethnomethodological form, conceived each interaction as the âproductionâ anew of reality. The problem here was often that although ethnomethodology could shed an interesting light on micro-processes of interpersonal communications, this was disconnected from any notion of institutional power or of structural relations of class and politics,
Aspects of the interactionist perspective were later taken over by the Centre for Mass Communications Research at Leicester University, and the terms in which its director, James Halloran, discussed the social effects of television gave some idea of its distance from the normative paradigm; he spoke of the âtrend away fromâŚthe emphasis on the viewer as tabularasaâŚjust waiting to soak up all that is beamed at him. Now we think in terms of interaction or exchange between the medium and audience, and it is recognised that the viewer approaches every viewing situation with a complicated piece of filtering equipmentâ (Halloran 1970a: 20).
This article also underlined the need to take account of âsubjective definitions of situations and eventsâ, without going over fully to the âuses and gratificationsâ position, Halloran recast the problematic of the âeffects of televisionâ in terms of âpictures of the world, the definitions of the situation and problems, the explanations, alternative remedies and solutions which are made available to usâ. The empirical work of the Leicester Centre at this time marked an important shift in research from forms of behavioural analysis to forms of cognitive analysis. Demonstrations and Communications (Halloran 1970b) attempted to develop an analysis of âthe communication process as a wholeâ, studying âthe production process, presentation and media content as well as the reactions of the viewing and reading publicâ. This latter aspect of the research was further developed by Elliott in his study The Making of a Television Series (1972), especially the notion of public communication as a circuit relaying messages from âthe society as sourceâ to âthe society as audienceâ.
Uses, gratifications and meanings
The realization within mass-media research that one cannot approach the problem of the âeffectsâ of the media on the audience as if contents impinged directly on to passive minds, that people in fact assimilate, select from and reject communications from the media, led to the development of the âuses and gratificationsâ model. Halloran advised us: âWe must get away from the habit of thinking in terms of what the media do to people and substitute for it the idea of what people do with the mediaâ. This approach highlighted the important fact that different members of the mass-media audience may use and interpret any particular programme in a quite different way from how the communicator intended it, and in quite different ways from other members of the audience. Rightly, it stressed the role of the audience in the construction of meaning.
However, this âuses and gratificationsâ model suffers from fundamental defects in at least two respects:
1 As Hall (1973a) argues, in terms of its overestimation of the âopennessâ of the message,