PART I
Goetheâs Timelessness
âto stand with a free people upon a free foundationâ
[âauf freiem Grund mit freiem Volke stehnâ]
FAUST, in Faust II
1. Faustâs Building:
Theory as Practice
WITH THE EXCEPTION of the remarkable discussion of Faust by Marshall Berman, whose classic, still searing dialectical analysis of modernity as both constitutive and destructive of history, concluding with Robert Mosesâ devastation of the Bronx, departs from âthe tragedy of developmentâ defined for Berman in Goetheâs play, scant if any critical notice has been made of the fact that, of all the acts of transgression Faust commits over the duration of his colorful drama, it is neither seduction, nor desertion, nor even murder that brings about his wagerâs loss.1 The erotic âpullâ of âthe eternal feminineâ and contrasting pastoral fealty of Philemon and Baucis may offer the most fertile ground for commentary on Faustâs impassioned trajectory, but it is a decidedly impersonal act that brings the eventful course of his actions to an end. Sitting before the sea toward the close of Faust II, a world-weary Mephisto at his side, Faust regards natural phenomenaâhere, the repetitive âplayâ of the advancing waves (âWith time the play repeats itselfâ [Die Stunde kommt, sie wiederholt das Spiel] [Faust II, IV.10209])âwith the same contemptuous impatience he had reserved for verbal phenomena in Faust I. The thrust of Faustâs final complaint reflects and reverses his first and, in that inverted symmetry, the arc of development spanning both plays first appears revealed. For, standing with Wagner before the city gate at the opening of Faust I, the disgruntled scholar had described as âa beautiful dreamâ the natural scene he now rejects: âI rush to drink the [goddessâs] eternal light, / Before me the day and behind me the night, / The sky above me and under me the waves. / A beautiful dreamâ [Ich eile fort, ihr ewâges Licht zu trinken, / Vor mir den Tag und hinter mir die Nacht, / Den Himmel ĂŒber mir und unter mir die Wellen. / Ein schöner Traum] (Faust I, 1086â89). âWavesâ rolling âbelowâ him, and âthe sky above,â it is no longer the uselessness of human learning and knowledge that inspires Faustâs anger (âPrecisely what we donât know, is what we could use / And what we do know, is of no useâ [Was man nicht weiss, das eben brauchte man, / Und was man weiss, kann man nicht brauchen] [Faust I, 1066â67]) in Faust II, but rather natureâs inhuman lack of vision and ambition, the âpurposeless power of unbound elementsâ [zwecklose Kraft unbĂ€ndiger Elemente], âwave conquering wave . . . and nothing accomplishedâ [Da herrschet Wellâ auf Welle . . . und es ist nichts geleistet] (Faust II, IV.10216â17).
Just as Faustâs earlier idealization of the pure dynamism of nature has turned in time to disenchantment with its âpurposeless power,â so the very mental faculties he had once discounted as impotent now inspire him. Recognizing his separateness from nature as the positive source of an unnatural powerâthe intertwined abilities to analyze and act upon the âgivenâ relations of force in nature rather than give oneself to them,2 Faust âswiftly forms plansâ [Da fasstâ ich schnell im Geiste Plan auf Plan] (Faust II, IV.10227) to do for nature what she cannot do for herself. He will now divert, store and distribute the undirected âstreamsâ of energy he âstroveâ to experience immediately in Faust I (1676, 1720, 1742) so as to arrive, by means of those natural energies, at an entirely artificial end, a monument not to natureâs powers but to manâs supernatural ability to turn them about, to yield a certain independent end by intervening in and altering the continuum of cause and effect. Faustâs plans would submit âthe unbound elementsâ of nature to new operations and configurations, funneling the formless dynamism of tidal waters into mechanically sealed containersâcanals for shippingâand forming matter by building dams to retrieve ocean breakfront for useable land. Rejecting the instability of the natural power he sees before him, a power always in the course of moving on, negating at every moment its own visible formations, Faust would now coerce substance from force, form from movement, extant ground from what âisâ not.
Always violent in their proposals, husbanders of nature never come bidden. By turns persuasive and despotic, they ply, undermine, compel: their plans, viewed without measure as the material realization of reason itself, mean to subordinate whatever or, by the same token, whomever it is that âstandsâ in their way. Having performed the roles of husband and progenitor on the small and large stage with Gretchen and Helen, Faust now turns from all mimetic and allegorical theater of action to an inimitable scene and its creation, a project, rather than play, of inhuman scope: the reworking of the physical contours and qualities of the given world itself. The dream of experiencing nature as if part of natureâs own flowing, motive force (âto flow through natureâs veinsâ [durch die Adern der Natur zu fliessen] [Faust I, 619]), of being one with the very energy of infinite change (âonly restless activity truly occupies manâ [nur rastlos betĂ€tigt sich der Mann] [Faust I, 1759]), is replaced by the opposing dream of imposing permanent change through external means, of transforming natureâs fluidity into enclosed liquid masses, and ebbing, visible surfaces into durable solids. Faustâs final act on earth is just that: the founding of a new ground, or ungrounded foundation, upon the earth itself. His âland-reclamationâ project does not truly aim to reclaim, nor even to replace or resituate. It would instead establish, out of natural repetitive movement and displacement, their opposite: a place which is an origin, an origin which is a place.3
Thus Faustâs original desire, for the immediate, contingent experience of sensuous reality, becomes the will to construct the independent basis for all such experience, an origin anterior to the origin of desire, an absolutely necessary or noncontingent place.4 Faust attempts to achieve on and by means of the earth what Platoâs interlocutors, unable to define justice in terms of individual experience and perception, are led by his Socrates to view on the nonanalogous model of the state. Socratesâ disingenuous comparison of the individual and the organized city as equivalent embodiments of justice distinct merely in scale (or, to recall Socratesâ graphic metaphor, as a single text written in âsmallâ and âlarge lettersâ) replaces the irresolvable problem of knowing just human practice with an organized fiction precluding epistemological quandaries: a purely theoretical polis whose machine-like workings exclude, precisely, the human element, the ability âto imitate all thingsâ [mimeisthai panta chremata] personified by, but not limited to, the poets explicitly banished in Republic, Bk. III.5 Just as Socratesâ new city, according to Socratesâ prescriptive theory, will remain free from contingency as long as its constituent elements maintain their prescribed relations, neither transgressing nor exchanging their particular formal functions (erga), so Faustâs constitution, from newly configured elements, of an original or fully independent, concrete place doubles as the project for a polis ontologically prior to the need for speculative political theory. Faustâs âplansâ give rise to a basis for human activity that, from the outset, need never reflect on acting justly, for this is a basis or ground as independent of natural change as it is of human history. It is thus, in the most forceful (and anti-social) sense of those terms, a new or âfree groundâ for âa free people to stand onâ [auf freiem Grund mit freiem Volke stehn] (Faust II, V.11580), a people literally, empirically set apart from the consequential, if often ontologically ungrounded events historical life entails: a people as free of those chains of historical steps and missteps as it is dependent, in its own existence, on the construction of a previously nonexistent ground.
Like Platoâs philosopher-king compelled from a cave of illusory shadow-play to stand in and see the light of the sun, Faust conceives of a place made by force from which the Good may finally be perceived, for, of all the forms of âthe intelligible worldââso Platoâs Socratesââthe Good is the last to be seen.â6 But whereas Socrates makes clear he considers practice inferior to theory as a means of grasping the true reality of intelligible forms, and that his conception of the well-functioning city may instruct us about justice exactly because it is a theoretical conception, âformulated in wordsâ rather than ârealize[d] . . . in practice,â Faust demands the complete and immediate identity of thought and action, theory and practice.7 If, for Platoâs Socrates, the true measure of âthings . . . described in theoryâ is never and can never be whether they âexist precisely in practice,â for Goetheâs Faust there is and can be no theory, properly speaking: there is and there can only be realization, and that realization must itself be material.8 That is to say, it must be built: structural rather than individual, hard rather than human, a thing of substance rather than either mimesis or speculation. Faustâs ânewest worldâ [neust(e) Erde (Faust II, V.11566)], like Platoâs theoretical state, establishes an origin in architectonic form, the one extracted from physical matter, the other âformulated in words.â Yet for Faust to see his construction project realized, actually to see the origin of what was not beforeâa new time embodied in the founding of a new earthâhis architectonic design must be put into practice, must be made earthly architecture, now: construction must reflect conception as if its own simultaneous mirror image. For in the passage of time between the design and realization, the thinking and building, of a thing, the architectonic moment of its origin is lost, or, rather, loses its identity: once reflected upon, that conceptual moment is doubled, re-enacted, repeated differently in time. This elision of the new into the old, of an architectonic vision into the painstaking making of architected matter, is precisely what Faust strives to avoid. Speed and immediacy are the inherently violent requirements for the forced subordination of architecture to architectonics:
What I have thought, I rush to realize;
Only the word of the master has weight.
Up from your camps, you slaves! Man for man!
Let that which I boldly conceived be seen!
Grab the tools! Stir shovel and spade!
What has been staked out must immediately come to pass.
On strict orders, rash industry
Wins the loveliest prize;
For the greatest work to be realized
A thousand hands need but one mind.
[Was ich gedacht, ich eilâ es zu vollbringen;
Des Herren Wort, es gibt allein Gewicht.
Von Lager auf, ihr Knechte! Mann fĂŒr Mann!
Lasst glĂŒcklich schauen, was ich kĂŒhn ersann!
Ergreift das Werkzeug! Schaufel rĂŒhrt und Spaten!
Das Abgesteckte muss sogleich geraten.
Auf strenges Ordnen, raschen Fleiss
Erfolgt der allerschönste Preis
Dass sich das grösste Werk vollende
GenĂŒgt ein Geist fĂŒr tausend HĂ€nde] (Faust II, V.11501â11510)
Having âconceivedâ of a âworkâ whose design is itself a conception of matter, a work producing not a particular building but a general ground or foundation for building, Faustâs is the ruling âmindâ for which âa thousand handsâ labor in synch, and these synecdochic movers of matter are not only mindless and faceless, but bodiless. Enslaved to the âshovel and spadeâ they animate, the final conduits of an internal physical power they supply, these âhandsâ are nothing in themselves but bunches of expendable digits, rudimentary means, akin to their arithmetic namesakes, for performing anotherâs will. Faustâs conception of the âgroundâ for âa free peopleâ yields a violently instrumentalist (âErgreift das Wekzeug!â), thoroughly dehumanizing practice because this âmasterâ-builder acts at once as Socrates and Socratesâ hypothesized philosopher-king. His own is the âmind,â which envisions a new earth and oversees its realization.9
Such an identification of theory with practice, idealized in theory, proves worse than murderous in practice. For, in striving to supplant the temporal difference between the twoââLet that which I boldly conceived be seenââFaustâs attempt to render theory âimmediatelyâ material must exploit an assembled labor force in a manner unbefitting animals. Extracting energy at all hours and in absolute disregard for the life of its individual repositories, Faust neither intends nor, what is worse, conceives the change that the prosecution of his project imposes upon the corporal economy of the exploitation of labor. For the immediacy of result required by Faustâs labor project excludes from its execution even the minimal rational requirement of maintaining the life of the enslaved, favoring in the stead of the rational, a pure consumption of labor, one that effectively supplants labor (the real product alienated from a subject and converted into exchange value by an economy geared instead toward capital accumulation) with the fundamentally anti-economic principle of pure work (lacking a subject of alienation and medium of accumulation whatsoever), which is to say, work which equates to absolute corporal expenditure, work unto death. Individuals die but not so the force of work, which, as the pure, abstract form of labor, provides Faust with an operational concept free from human referents, a self-defining idea as noncontingent as the concrete place Faust would have such force make.10
A theory that conceives of itself as a praxis requires pure, universally applicable force, not limited, cognitive particulars, and in order to perform its identity with praxis it proceeds per force, with haste. The product it yields must appear unprecedented even by conception if that product, while thoroughly artificial, is nonetheless to be viewed as entirely self-identical: as a replacement of pre-existing natural relations that seems instead to pre-date rather than replace these. The ordered removal and consequent, if unplanned, murder of Philemon and BaucisâFaust to Mephistopheles: âSo go and get rid of them [literally: âput them asideâ]!â [So geht und schafft sie mir zur Seite!] (Faust II, V.11275)ârecalls and revises, now as wholly innocent of sensory entrapment and seduction, the deathly consequences of Gretchenâs plight in Faust I: the condemnation of provincial individuals in the context of a building project is specifically not the by-product of corporeal desire satisfied and spent. It is rather violence committed with a view to aesthetic absolutism, Faustâs stated desire to âseeâ and âoverseeâ âall [he] has doneâ from a single, dominating perspective, i.e., âin one viewâ (âTo see, all that I have done/To oversee with one glance / the masterpiece of the human spiritâ [Zu sehn, was alles ich getan, / Zu ĂŒberschaun mit einem Blick / Des Menschengeistes MeisterstĂŒck], [Faust II, V.11246â48]), that motivates the destruction of the aged couple.11 As discussed later in this study, the introduction and âsetting asideâ of the importunely located âPhilemonâ and âBaucisâ present a perfectly complementary inversion of Goetheâs historically precedent use of these conventional pastoral names: âPhilemon, with his Baucisâ first appear in Die Wahlverwandtschaften (Chapter One of Part Two), as the narrator describes the pleasant, purely visual effect of Charlotteâs removal of all evidence of the location of the dead from the community graveyard.12
In direct contrast to their mention in Goetheâs novel, in Faust II the classically derived Philemon and Baucis represent not complaisant spectators of, but temporal obstacles to the completion of a fully self-present or exclusively aesthetic âmasterwork.â Like their common history and residence in a âspaceâ defined only by the presence of âlinden treesâ [Lindenraum], embodiments of nature that, while similarly classical in origin, are also equally visually obstructiveâFaust: âMy high estate, it is not pure / The linden-space with the brown built thing / and decaying little church is not mineâ [Der Lindenraum, die braune Baute, / Das morsche Kirchlein ist nicht mein] (Faust II, V.11156â8)âthe shared death of Philemon and Baucis, and grisly report of their incineration alongside linden trees s...