I THEORIES
Since the publication of Lukesâs Power (1974) there has been a change of emphasis in the analysis of power. This is most obvious if we look at the authors and concepts associated with power today, as compared to then. At present references to Foucault and Nietzsche, and terms such as âdiscourseâ and âpracticesâ, are inextricably tied to the concept of power. In the 1960s and 1970s references to Gramsci and Marx, and to terms such as ideology and class consciousness, abounded.1 This move is not symptomatic of a new fashion for certain authors or concepts but, rather, a manifestation of a deeper shift in social theory.
From the Second World War up to the late 1970s, the analysis of power tended to be divided between Marxist-derived social theories and consensual perspectives based upon either Parsonian functionalism (Parsons, 1963) or (less frequently) Blauâs exchange theory (Blau, 1964). In contemporary analysis, the concerns of the Marxists have remained important (power as domination still counts) but they have been retheorized within a different concept of social order. Ironically, while the consensual theoristsâ view of social order has fallen into disfavor, their view of power has resurfaced in current perceptions of social order.2
At a broad level, one of the crucial transformations which has taken place is that social theorists no longer make any normative foundational claims for their theories. Even in the most analytical (and, consequently, least prescriptive) Marxism there was always an implicit claim to the effect that the Marxist author in question enjoyed privileged access to certain absolute truths concerning what constitutes a good society. This foundational normative claim was based not only upon normative principles (privileged insights into what is right and wrong) but upon a scientific insight into a meta-narrative concerning the sociology of history. In that context, scientific meant foundational â absolutely true. The shift away from foundationalism and metanarrative is, of course, not unique to social theory. Even if we do not accept Lyotardâs (1986) characterization of this social phenomenon as a move from modernity to postmodernity but prefer to think, as Beck (1992) or Giddens (1991) do, in terms of a maturing of modernity,3 this shift is part of a wider phenomenon which characterizes a larger aspect of social life as a whole.4
In social theory this shift contributed not only to a redefinition of the parameters of what constitutes good practice but also changed social theory into a more self-reflective discipline. When Lukes wrote Power (1974), the relationship between power and knowledge was one in which power was perceived as corrupting knowledge. Knowledge which was corrupted by power was considered the opposite of truth. The task of the critical social theorist was to unmask these types of distortions using the sword of truth and metanarrative â the real interests of the proletariat (truth) and the historical inevitability of class struggle (metanarrative). This, of course, presupposes that the social theorist has a privileged position based upon âthe truthâ and an understanding of social processes which others participated in but were unaware of. Lukesâs third dimension of power is typical in this regard. The third dimension of power is a highly effective manifestation of power whereby those over whom power is exercised do not understand their ârealâ or âtrueâ interests and, simultaneously, find themselves enmeshed in a historical process, inherited from the past, which is contrary to their ârealâ interests.
While claims to truth and metanarrative gradually ran into disfavor during the 1980s, social theorists still concern themselves with explaining power as domination. Theorists are still interested in understanding how power relations are sustained over time but, now, the analysis has a self-reflexive aspect. Authors such as Clegg (1989) reflect upon Marxist and functionalist claims to truth and the manner in which these claims were sustained by the local social orders of the recent past. As a consequence, the problem of social order is to understand the creation and reproduction of specific discourses.
A discourse is a local social order which allows one to say certain things but prevents others from being said. A discourse is not a meta narrative, in the sense that, for instance, feudalism, capitalism, socialism or communism are part of some prescripted historical evolution or, to take two other examples, there are deep structures which determine social life (LĂ©vi-Strauss), or there are systems with specific needs (Parsons). Rather than focusing on social forces which go on behind peopleâs backs (as metanarrative analysis presupposes), social order is theorized in terms of the construction of meaning. Understanding social order involves understanding how individuals create and recreate meanings when they engage in social practices. These meanings form parameters within which agents can give expression to themselves. These are not simply the meanings of specific objects or things: the issues are much wider than that. Significantly, they include the creation of the meaning of self by understanding the construction of ontology, or ways of being.
Power makes the reproduction of certain meanings possible and precludes others. To use the jargon of those working within the Foucauldian tradition, it defines âconditions of possibilityâ. Within discourse, power facilitates certain modes of thought and militates against others. Within this theoretical context, claims to truth are inextricably tied to strategies of power that facilitate and preclude certain modes of expression and being. Truth facilitates while its shadow, untruth, precludes the production of meaning.
Within this analysis, Marxism itself became theorized as part of a set of conditions of possibility which facilitated self-expression based upon class but, equally effectively, delegitimated ontologies of self-expression based upon excluded categories, such as sexuality and lifestyle. As a consequence of this change in orientation, social theory became tied to the rise of new social movements, or more precisely, the need to theorize them.
In Foucaultâs work we find a careful documentation of how discourses are formed and transformed. He used history to enable us to understand how it is that we have come to be the way we are â our ontologies. In this context the object of social theory, as social critique, rests not upon either a claim to truth or exposing falsity but rather in showing how discourse shapes the conditions of possibility within social life. Within this paradigm the claims to truth made by others are interpreted as a strategy of power which enables those who have truth on their side to speak, but renders mute those who do not.5 As argued by Laclau and Mouffe (1985), truth becomes a way of giving discursive fixity and, in this way defining the possibilities of debate (see Clegg, Chapter 3).
In Foucaultâs thought power does not simply preclude, it does not simply say no, but facilitates certain modes of expression at the expense of others. Acknowledging that power not only precludes but also enables draws upon the vision of power (but not the social theory) of those who, like Parsons, argued that power is not simply âpower overâ but, also, âpower toâ. Discourse does not simply preclude certain modes of expression; rather, its effectiveness lies precisely in the fact that it simultaneously facilitates modes of expression other than those which are excluded.
While the work of Giddens and Foucault appear dissimilar in theoretical orientation, the theory of structuration and high modernity6 can be analyzed as part of a similar paradigmatic shift in social theory. The theory of structuration is an explicit rejection of the type of metadiscourse associated with Marxism, structuralism and functionalism. Under the influence of Heidegger, it is an explicitly ontological theory which concerns itself with the being of social order. As the basic units of social order, structures exist through social practices. Social structures are available to social actors both as facilitators of social action and as constrainers of social action. Just as discourses do, structures constitute part of the conditions of possibility of social practices. To use Giddensâs terminology, structures are both enabling and constraining. The enabling aspect of social structure is âpower toâ, as capacity for action (the consensual image of power). This capacity for action, âpower toâ, can also be exercised to dominate others and, hence, can be exercised âoverâ others. Central to Giddensâs theorization of contemporary society (high modernity) is the idea that in contemporary society one of the key problems for individuals is the constitution of self. In previous, more traditionally minded societies, a sense of self was given (you are born a wife or worker) whereas as today the constitution of self is an essentially reflexive project. In other words, the constitution of self is a key problematic, just as it was for Foucault. While noting this convergence it has, of course, to be acknowledged that a key difference between the two is their particular use of their own local language games and Giddensâs tendency to take the constraints upon conditions of possibility less seriously than Foucault.7
In normative political theory, this emphasis upon the conditions of possibility and the constitution of self has strong resonances with Aristotelian and civic republican political thought. In the Aristotelian world view all living things have a telos which constitutes both their final end and their essence. To take a simple example, the telos of an acorn is to be an oak. âOaknessâ is both what makes an acorn grow and its true essence. Translated into normative theory, Aristotleâs assertion that âmanâ8 is naturally a political animal is a statement to the effect that manâs telos is fully realized in a political society. Only in a polis does he realize his true essence.
Within civic republicanism, the idea of a natural political telos became part of the project of political theory. Building upon this, for civic republicans a key objective of political association is to facilitate the development of human potential through the creation of a political arena which nurtures the human essence.
A key thinker in this tradition is Arendt. She argued that power should be considered not purely conflictually but, rather, as a capacity for action which individuals gain by membership of a social system (Arendt, 1970). Her analysis shows strong parallels with Parsonsâs concept of power but nevertheless there are fundamental differences. Arendtâs view of power is not tied to functionalism but, rather, is inextricably bound up with her normative project.
At the time of her work, the field of power analysis was dominated by the three-dimensional power debate and the consensual position of Parsons. As a consequence Arendtâs analysis of power did not receive the prominence that it might have at the time of publication (1970).9 However, the Aristotelian and, consequent, ontological emphasis of her work has made her view of power particularly pertinent to the concerns of contemporary power theorists. The idea of discourses (Foucault) or structures (Giddens) shaping the conditions of possibility for human development is ideally tailored to her normative project and her concept of power is compatible with contemporary views.
While these convergences have been noted by many, Goehlerâs analysis (Chapter 1) is the first theorization of power to use them to construct a single comprehensive view of power. He argues that there are in fact two forms of power: âtransitiveâ and âintransitiveâ power. Transitive power is âpower overâ and is the form of power that Lukes dealt with in Power (1974). Intransitive power, on the other hand, is âpower toâ and is theorized in terms of a coupling of Arendtian and Foucauldian views of power. The latter is accomplished by making use of insights from a number of sources in contemporary social theory, including Bourdieu and Luhmann. This theorization allows Goehler to show how all power (transitive and intransitive) presupposes the construction of social order based upon a consensus on norms and practices.
In Chapter 2, Haugaard looks at the whole issue of ideology and legitimacy. In the analysis of ideology he shows that the type of phenomenon which interested power theorists, such as Lukes, when they wrote about âfalseâ consciousness, has not gone away. What has changed are the theoretical premises of contemporary social theory. Consistent with the latter, Haugaard argues that we should think not in terms of âtrueâ and âfalseâ consciousness but, rather, in terms of levels of consciousness. With regard to legitimacy Haugaard takes a step further than contemporary debates concerning inclusion and exclusion of meaning. He analyzes the exact process whereby certain meanings and ontologies are legitimated and others delegitimated.
The whole issue of ideology and legitimacy (as examined by Haugaard) and the normative basis of intransitive power (Goehler) is linked to the issue of authority. In Chapter 3 Clegg analyzes the conflictual side of authority and the manner in which symbols and meanings are given an authoritative basis through the construction of a fixity of meanings. Clegg looks at the whole issue of the resistance to meaning and the strategies open to actors wishing to contest dominant discourses. This builds upon, and contributes to, Foucauldian analysis, the contributions of Laclau and Mouffe and, indeed, also his own theorization of circuits of power (Clegg, 1989).
If we look at these three chapters together and compare them to the state of the art at the time of Lukesâs Power (1974) we can see certain continuities and discontinuities. On the one hand, on the continuous side, the perception that power is both conflictual and consensual is still present. However, on the other hand, on the discontinuous side, we see that there is a convergent focus upon the problem of social order as a problem of meaning and ontology. While it is undeniably the case that Goehler, Clegg and Haugaard view social order differently, and that each places slightly different emphasis upon the conflictual and consensual aspects of power, there is not the same radical incompatibility of perspectives as there was between, for instance, Parsons and Lukes. As stated in the general introduction, there will never be one theory of power, and nor should we wish for one, but this convergent theorization gives us new conceptual tools which enable us to understand contemporary transformations of social order with a higher degree of sophistication than was previously possible.
NOTES
1 This discontinuity is less noticeable in the analytical tradition of political theory. Authors such as Brian Barry (1991), Dowding (1991; 1996), Morriss (1987) and Wrong (1988) have generally continued with their focused analysis of the use of the word âpowerâ and its relationship to issues of democratic theory. This continuity is in part a consequence of the fact that their concerns are highly specific and, as a consequence, they have a certain legitimate leeway to have a relatively self-contained language game. However, in a few instances it is also (unfortunately) a consequence of the lack of dialogue between âanalyticalâ and âcontinentalâ philosophy â in the eyes of analytical philosophers Foucault and Nietzsche would be continental.
2 Neither structural functionalism nor exchange theory has much currency in contemporary social theory.
3 Both authors hold that modernity was, from its very inception, anti-foundational. As argued by Kant, reason does not accept any form of authority and, according to Giddens and Beck, both foundationalism and metanarrative are a form of authority in the sense that both are an externally imposed constraint upon reason. As such, they perform the same functions as authority by, in effect, stating âthus far and no furtherâ. Consequently, the rejection of metanarrative and foundationalism can be theorized as implicit in the logic of modernity as a continuation of the Enlightenment project.
4 How wide this social phenomenon is has to be open to debate. It could be argued that both postmodernity and high modernity are not part of a generalized worldwide phenomenon but, rather, confined to the social milieux of a fairly confined (Western in origin) globalizing intellectual elite. Because these intellectuals tend to associate with one another on a global scale they mistakenly believe that everyone else thinks as they do. Of course, they are aware of the existence of so-called Muslim and Christian fundamentalists, but either they are theorized away as âirrational reactionary forcesâ, or the issue is sidestepped by focusing on the dialogue between postmodernists and high modernists and those opposing views which have certain post/high modernity characteristics â even if one party is neither âpostâ nor âhighâ modern.
5 For an overview of Foucaultâs analysis, see Haugaard (1997a: 41â97).
6 The Constitution of Society (1984) is Giddensâs fullest statement of structuration theory and The Consequences of Modernity (1991) is a good starting point for understanding his theory of modernity. Haugaard (1997a: 98â115) gives a short summary of Giddensâs theory of power and structuration.
7 Given Giddensâs appreciation of constraint in the theory of structuration, this would appear to be an inconsistency.
8 The gendered usage is deliberate, Aristotle excluded women â a position which contemporary political theorists working in this tradition would reject.
9 Habermas did engage with it seven years later (Habermas, 1977).
| 1 | Constitution and Use of Power |
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| | Gerhard Goehler |
TOWARDS A NEW FRAMEWORK FOR CONCEPTUALIZING POWER
Any attempt to grasp the concept of power opens a variety of different and most controversial meanings. One of those oppositions in conceptualizing power is Max Weberâs view on the one hand and Hannah Arendtâs on the other. To start with these two not only illustrates again the difficulty of clearly understanding one of the most familiar characteristics of our society, bu...