Gold MH (ed): Cosmetic Photodynamic Therapy. Aesthet Dermatol. Basel, Karger, 2016, vol 3, pp 8-35
DOI: 10.1159/000439328
______________________
Photodynamic Therapy in Treating Actinic Keratosis and Photorejuvenation
Jennifer D. Petersona · Mitchel P. Goldmanb
aSuzanne Bruce and Associates, Katy, Tex., and bGoldman, Butterwick, Fitzpatrick, Groff, and Fabi, San Diego, Calif., USA
______________________
Abstract
The first photosensitizer prodrug to be FDA approved for use in topical photodynamic therapy (PDT) was aminolevulinic acid (ALA). Studies investigating the treatment of nonhyperkeratotic actinic keratoses (AKs) with ALA-PDT have led to multiple advances and refinements in treatment over the last decade. Incubation times of ALA have decreased, multiple light sources have been used to elicit the reaction, and cosmetic benefits of treatment have been discovered. In the following chapter, the background of ALA-PDT will be reviewed and clinical studies regarding the treatment of AKs and photorejuvenation are summarized. Finally, a practical guide for ALA-PDT treatment is provided in order to optimize treatment while avoiding common pitfalls of treatment.
© 2016 S. Karger AG, Basel
Introduction
The first photosensitizer prodrug to be FDA approved for use in topical photodynamic therapy (PDT) was 5-δ-aminolevulinic acid (ALA). Studies investigating the treatment of nonhyperkeratotic actinic keratoses (AKs) with ALA-PDT have led to multiple advances and refinements in treatment over the last decade. Incubation times of ALA have decreased, multiple light sources have been used to elicit the reaction, and cosmetic benefits of treatment have been discovered. In the following chapter, the background of ALA-PDT will be reviewed and clinical studies regarding the treatment of AKs and photorejuvenation are summarized. Finally, a practical guide for ALA-PDT is provided in order to optimize treatment while avoiding common pitfalls of treatment.
Fig. 1. Porphyrin absorption curve displays maximum absorption in the Soret band (360-400 nm) followed by 4 smaller peaks between 500 and 635 nm (Q bands). AU = Arbitrary units.
Background
The first topical porphyrin derivative, ALA, a natural precursor of protoporphyrin IX (PpIX) in the heme pathway, was introduced in 1999 by Kennedy et al. [1]. ALA acts as a prodrug-photosensitizing agent with the ability to penetrate the stratum corneum of the skin and be absorbed by actinically damaged skin cells and pilosebaceous units, whereas PpIX is the actual photosensitizer. Years later, a lipophilic ALA ester derivative, methyl aminolevulinate (MAL), was developed, showing stronger porphyrin fluorescence and better tumor selectivity, most likely because of enhanced penetration through cellular membranes compared with the hydrophilic ALA [2]. Recently, Ko et al. [3] showed no significant differences in complete response rates, recurrence rates, or cosmetic outcomes 12 months after PDT treatment of AKs with ALA or MAL; however, subjects reported ALA-PDT was more painful than MAL-PDT.
Mechanism of Action
Porphyrins exhibit a maximum absorption in the Soret band (360-400 nm) followed by 4 smaller peaks between 500 and 635 nm (Q bands; fig. 1) [4]. PDT involves the activation of a photosensitizer by light in the presence of an oxygen-rich environment. Topical PDT involves the application of ALA or MAL to the skin for some time, known as incubation time. This leads to the conversion of ALA to PpIX. PpIX accumulates in rapidly proliferating cells of premalignant and malignant lesions [5], as well as in blood vessels, melanin, and sebaceous glands [6]. Upon activation by a light source and in the presence of oxygen, the sensitizer (PpIX) is oxidized, a process called ‘photobleaching’ [7]. During this process, free radical oxygen singlets are generated, leading to selective destruction of tumor cells by apoptosis without collateral damage to surrounding tissues [8, 9].
Fig. 2. In the US, ALA is available as a 20% topical solution manufactured under the name Levulan® Kerastick® (DUSA Pharmaceuticals).
Pharmacology
ALA is a hydrophilic, low-molecular-weight molecule within the heme biosynthesis pathway [5, 10]. In the US, ALA is available as a 20% topical solution manufactured under the name Levulan® Kerastick® (DUSA, Wilmington, Mass., USA; fig. 2). Since 1999, Levulan is FDA approved for the treatment of nonhyperkeratotic AKs on the face and scalp in conjunction with a blue light source, such as BluU (DUSA) [11]. It is supplied as a cardboard tube housing two sealed glass ampules, one containing 354 mg of ALA hydrochloride powder and the other 1.5 ml of solvent [12]. These separate components are mixed within the cardboard sleeve just prior to use.
Choice of Light Devices and Lasers
No standardized guidelines for the ‘optimal irradiance, wavelength and total dose characteristics for PDT’ exist according to the British Dermatology group and the American Society of Photodynamic Therapy Board [13-15]. However, certain laser and light sources are predictably chosen for PDT activation as their wavelengths correspond closely with the four absorption peaks along the porphyrin curve. The Soret band (400-410 nm), with a maximal absorption at 405-409 nm, is the highest peak along this curve for photoactivating PpIX. Smaller peaks designated as the ‘Q bands’ exist at approximately 505-510, 540-545, 580-584, and 630-635 nm [5, 6, 10]. There are advantages and disadvantages to exploiting the wavebands in either the Soret or Q bands for PDT. The Soret band peak is 10- to 20-fold larger than the Q bands, and blue light sources are often used to activate PpIX within this portion of the porphyrin curve, targeting lesions up to 2 mm in depth [16]. Longer wavelengths found within the Q bands produce a red light that penetrates more deeply (5 mm into the skin), but necessitate higher energy requirements [5, 10].
PDT light sources can be categorized in a variety of ways, including incoherent versus coherent sources, or by color (and wavelengths) emitted. Incoherent light is emitted as noncollimated light and is provided through broadband lamps, light-emitting diodes (LEDs), and intense pulsed light (IPL) systems. Incoherent light sources are easy to use, affordable, easily obtained, and portable due to their compact size [17]. Lasers provide precise doses of light radiation. As a collimated light source, lasers deliver energy to target tissues at specific wavelengths chosen to mimic absorption peaks along the porphyrin curve. Lasers used in PDT include the tunable argon dye laser (blue-green light, 450-530 nm) [18], the copper vapor laser-pumped dye laser (510-578 nm), long-pulsed dye lasers (PDLs; 585-595 nm), the Nd:YAG KTP dye laser (532 nm), the gold vapor laser (628 nm), and solid-state diode lasers (630 nm) [19].
Actinic Keratoses
Therapeutic Strategies
Given the premalignant potential of AKs, early treatment is paramount to preventing disease progression. Treatment options for AKs depend on a variety of factors including severity of involvement, duration or persistence of lesions, patient tolerability or desire for cosmesis, affordability/insurance coverage, and physician comfort with available treatment modalities [20, 21]. While solitary or few lesions may be approached with localized treatments such as cryotherapy, curettage, excision, or dermabrasion, field treatment may be more appropriate when numerous lesions are identified. Field therapy has the advantage of simultaneously treating subclinical AKs. Chemical peels, laser resurfacing, 5-fluorouracil (5-FU), topical diclofenac, topical retinoids, and topical immunomodulators (imiquimod) are all reasonable field treatment options in addition to PDT.
A comparison of PDT to other field treatment options for AKs yields comparable clearance rates [22, 23]. In fact, a comparison of 100% clearance rates from phase III clinical trials reported complete AK clearance with ALA-PDT in 72%, comparable to 5-FU (72%), and superior to imiquimod (49%) and diclofenac (48%) [24]. A direct comparison study by Kurwa et al. [25] found comparable lesion area reduction rates between ALA-PDT (73%) and 5-FU (70%). A recent meta-analysis evaluating AK clearance found 5-FU to be superior to PDT though PDT was felt to have similar results to imiquimod and ingenol mebutate. Finally, PDT was found to be more effective than cryotherapy or diclofenac [26].
Therapy Advantages/Disadvantages
Clearance rates of AKs following PDT have ranged from 68 to 98% [27, 28]. Assuming near equivalent or even superior clearance rates of PDT compared to other field treatment options, PDT has several advantages in the treatment of AKs. Improvement of photodamage, superior cosmesis, and better pa...