CHAPTER 1
âIch werde ziemlich oft des Surrealismus bezichtigt â das ist natĂŒrlich Unsinn!â: Paul Celan and Surrealism
Defining Surrealism
AndrĂ© Breton, the founder of the surrealist movement, first defined surrealism in 1924 in his first âManifeste du surrĂ©alismeâ:
SURRĂALISME, n. m. Automatisme psychique pur par lequel on se propose dâexprimer, soit verbalement, soit par Ă©crit, soit de toute autre maniĂšre, le fonctionnement rĂ©el de la pensĂ©e. DictĂ©e de la pensĂ©e, en lâabsence de tout contrĂŽle exercĂ© par la raison, en dehors de toute prĂ©occupation esthĂ©tique ou morale.
(1924; AB I, 309â46 (p. 328))
[SURREALISM, n. m. Pure psychic automatism through which one intends to express, either verbally, in writing, or by any number of means, the real functioning of thought. Dictation of thought, without any rational control, beyond all aesthetic or moral preoccupations.]
However, Breton continued to modify his definition throughout the ensuing decades, and an appreciation of the resulting diversity of the surrealist movement is essential background to a consideration of the relationship between Paul Celanâs oeuvre and the surrealist aesthetic.1 Indeed, an understanding of that diversity highlights part of the difficulty in evaluating the surrealist qualities of Celanâs oeuvre. This chapter begins by outlining the development of the surrealist aesthetic, from the so-called intuitive phase, in which the powers of the Unconscious were privileged, to what is known as the reasoning phase, when reason and material reality came to the fore. Breton himself defined these two phases in a speech to the Belgian surrealists, entitled âQuâest-ce que le surrĂ©alisme?â (1934; AB II, 223â62).
The particular elements of the surrealist movement that are significant for Celanâs engagement with that aesthetic are highlighted in the following discussion: namely, the dialectical nature of the aesthetic, the notion of permanent renewal, and the idea of the inherent connection between dream and waking reality. Subsequently, an appreciation of the diversity of the surrealist movement is established through a survey of the surrealist groups in Bucharest and Vienna. These groups are of particular interest in view of Celanâs encounter with surrealism, since the poet came into close contact with both of them.
The intuitive phase
Surrealism developed in part out of Dada, an anti-rationalist literary and artistic movement launched in Zurich during the First World War, whose most prominent member was the Romanian poet and essayist Tristan Tzara. Dada was founded on the notion of absolute protest, principally against those conventions that were thought to have allowed Europe to drift into war in 1914. Bretonâs retrospective description of Dada, in 1934, aptly summarizes it as an anarchic and destructive approach to the status quo, based on a refusal to make judgements (AB II, 236). Tzara corresponded with several French writers, including Breton, and on moving to Paris in 1919 he engaged in literary activities with Breton, Paul Ăluard and Philippe Soupault. These writers collaborated on a number of texts that were then published in the journal LittĂ©rature (1919â24), to which the future founders of the surrealist movement were regular contributors.
As the vigour of Dada faded, owing partly to a rift between Breton and Tzara in 1922, the movement that would be known as surrealism began to develop. Alongside Breton, the founding members of surrealism included the poets Louis Aragon, Ăluard, Benjamin PĂ©ret and Soupault. Like Dada, this movement aimed for the destruction of conventional modes of perception and representation. However, the surrealists rejected Dadaâs nihilism, seeking instead to replace these devalued conventions with new forms of perception and representation.
Breton later dated the beginning of the surrealist movement to 1919 (AB II, 231), although in formal terms it was founded in 1924 with the publication of his âManifeste du surrĂ©alismeâ. The first issue of the journal La RĂ©volution surrĂ©aliste was also published towards the end of the same year. This retrospective redefinition of the parameters of the surrealist movement is typical of Bretonâs writings on surrealism. During the second half of the 1920s and throughout the 1930s Breton repeatedly defined and redefined the limits and aims of the surrealist movement, which is one of the reasons why it is impossible to speak of a consistent, monolithic surrealist aesthetic. Bretonâs redefinition of the movement in âQuâest-ce que le surrĂ©alisme?â, in particular, constitutes a detailed re-evaluation of the aims and results of the movement, in particular regarding the relationship between the imagination and reality. Focusing in his first manifesto on the unconscious mind, by the early 1930s Bretonâs attention had shifted to a privileging of material reality. This gradual change is examined in the following analysis of key theoretical texts, beginning with his âManifeste du surrĂ©alismeâ.
The development of surrealist theory was greatly influenced by Sigmund Freudâs theory of psychoanalysis. Yet unlike Freud, who examined unconscious drives in order to remedy flaws in the conscious mind, thus permitting the individual to lead a healthy life in tune with prevailing social conditions, the surrealists celebrated the irrational nature of the Unconscious, and rejected the status quo. The potential for access to this hidden layer of the mind seemed to suggest the possibility of overcoming the conventions that the surrealists perceived as stifling. Thus, in contrast to the Freudian intention of preventing unconscious drives from interfering with the patientâs conscious life, the surrealists sought to overcome the conscious mind, which they perceived as inauthentic, by way of these unconscious processes. Breton expressed this perceived conflict between the unconscious and conscious mind in his first manifesto:
Lâimagination est peut-ĂȘtre sur le point de reprendre ses droits. Si les profondeurs de notre esprit recĂšlent dâĂ©tranges forces capables dâaugmenter celles de la surface, ou de lutter victorieusement contre elles, il y a tout intĂ©rĂȘt Ă les capter.
(AB I, 316)
[The imagination is perhaps about to resume its rights. If the depths of our spirits harbour strange forces capable of augmenting those on the surface, or of conquering them, it is in our interests to harness them.]
By thus privileging unconscious processes over the workings of the conscious mind, the surrealists hoped to liberate the subject from the utilitarian forces of logic, reason and communicability, which they believed limited its capacity to perceive the full breadth of reality.
The states of infancy, insanity and dream, viewed by Freud as examples of the partial surrender of the conscious mind to unconscious drives, were celebrated by the surrealists during the 1920s. The surrealist poets attempted to attain similar levels of access to the Unconscious by artificial means such as automatic writing, games, collage and dream reports. All of these activities constituted attempts to write without any pre-formed intention, without any aim of communicating a particular message. Automatic writing was usually performed when the poets were in a supposedly hypnotic trance, and this early period of surrealism has therefore often been referred to both by surrealists and scholars of surrealism as the âĂ©poque des sommeilsâ [era of sleeps]. Surrealist writers also tended to record their dreams, creating rĂ©cits de rĂȘves such as those published by Robert Desnos in 1922 (RD, 125â28). This practice reflects the difference between the surrealistsâ and Freudâs approaches to the Unconscious. While, for Freud, dream narratives were a mode of seeking out and healing fissures in the patientâs Unconscious, the surrealists celebrated them as boundless sources of creativity.
In his âManifeste du surrĂ©alismeâ, Breton takes issue not with reality itself, but with the modes of expression available to perceive and express that reality. His argument is based on the assumption that reality is too complex and multi-faceted to be expressed adequately using the conventional language available. Thus, rather than subordinating reality to the word, he argues that the word should be opened up to encompass all the possibilities of reality. He thereby emphasizes the image rather than the word, since the former is considered capable of reflecting the complex nature of reality in a way that verbal expression cannot. Breton attempts to release the potential for new perception and expression by championing the random juxtaposition of images that do not rationally belong together. He maintains that chance and spontaneity are key to the success of these pairings, and he quotes examples from the writings of fellow poet Pierre Reverdy, such as: âDans le ruisseau il y a une chanson qui couleâ [In the stream there is a song that flows] (AB I, 337). Breton uses electrical imagery to explain the effect of these juxtapositions. He states that a spark is created by the clash of images, igniting a âlumiĂšre de lâimageâ [light of the image], and that the greater the difference of potential between the two elements, the brighter the spark. He describes the result as: âla plus belle des nuits, la nuit des Ă©clairs: le jour, auprĂšs dâelle, est la nuitâ [the most beautiful night, the night of brightness: next to her, day is as night] (AB I, 338; Bretonâs emphasis). Accordingly, surrealist poetry, of the 1920s and early 1930s in particular, abounds with images of night, light, sparks and stars. These images may be associated with the emphasis in surrealist theory on dream (and therefore on the night); on the plumbing of the depths of reality; and on the spark of new creativity, as elaborated in Bretonâs thought.
The focus on the image of light can also be aligned with the surrealist emphasis on new vision, for the aim of surrealism was not to create a new reality, but to cast a new light on the external world by perceiving those elements inaccessible to the eye that is ruled by reason and convention. Aragon succinctly expresses the capacity of the surrealist image to precipitate a new understanding of reality in his novel Le Paysan de Paris (1926): âChaque image Ă chaque coup vous force Ă rĂ©viser tout lâUniversâ [Every image at every moment forces you to look again at the whole universe].2 This statement suggests that the subjectâs conception of the universe must change with the reception of each new image. Such an idea of permanent renewal is central to the surrealist aesthetic, in particular that propagated by Ăluard. As discussed in more detail in Chapter 2, one of the key elements of Ăluardâs poetics is the recognition of similarities between objects otherwise considered alien to one another. The identification of unexpected resemblances between images suggests that one image may represent a multitude of other images, and means that relations between images are in constant flux. As such, the notion of permanent renewal evident in Aragonâs quotation is also central to Ăluardâs aesthetics. Moreover, the concept of permanent renewal highlights the significance of the future in the surrealist aesthetic, since the unique nature of the surrealist image posits the possibility of endless new configurations. Such a focus on novelty and the orientation towards the future is not an attempt to change reality, but to broaden and deepen oneâs perception of existing reality, in order to establish a more authentic relationship between the speaker and the external world.
The reasoning phase
Bretonâs first manifesto focuses on the perception of reality, but as he himself later noted, the term âsurrealismâ itself suggests an attempt at transcendence, at an escape from existing reality (AB II, 230â31). Indeed, Bretonâs early writings often seem to privilege the Unconscious and reject reality, such as when he refers to the waking state as a mere interference in comparison to dream: âJe prends, encore une fois, lâĂ©tat de veille. Je suis obligĂ© de le tenir pour un phĂ©nomĂšne dâinterfĂ©renceâ [I examine, once more, the waking state. I am obliged to regard it as an interference] (AB I, 318). Yet in Bretonâs theoretical texts of the late 1920s and 1930s, material reality comes increasingly to the fore, until it becomes as significant as the Unconscious. This focus on the material conditions of social reality may be attributed to the intensification of Bretonâs Marxist convictions, in particular from 1927 onwards, when he joined the French Communist Party. Indeed, the increasing commitment to Communism is indicated by the titles of the French surrealist journals. The first journal was entitled âLa RĂ©volution surrĂ©alisteâ (1924â29), whereby the term âRĂ©volutionâ evokes, inter alia, Communist revolution, but simultaneously posits a specifically surrealist vision of revolt. By contrast, from 1929 until 1933 (when Breton was ejected from the French Communist Party), the surrealist group published a journal entitled âLe SurrĂ©alisme au service de la RĂ©volutionâ, suggesting that surrealism had been subsumed into that political revolution. The following examination of Bretonâs theoretical texts after 1927 reveals this new emphasis on material reality and social revolution.
In his âSecond manifeste du surrĂ©alismeâ (1930), Breton insists that surrealists must not isolate themselves, but act as if they are âau mondeâ [of the world], which includes considering âla question du rĂ©gime social sous lequel nous vivonsâ [the question of the social regime under which we live] (AB I, 791â93). He claims that surrealism is currently in its preparatory state, which consists of artistic tasks, but that ultimately revolutionary ideas and acts will come to the fore (AB I, 820).3 By the time of his s...