1 The Doctrinal Position of the Buddha in Context
Preliminaries
âBuddhismâ, with its derivatives like âBuddhistâ, are, of course, English words. They have parallels in other European languages, like âBuddhismusâ and âBouddhismeâ. They refer for speakers of the English (German, French) language to the â-ismâ which derives from the (or a) Buddha. The Buddha (Sanskrit/PÄli: âAwakened Oneâ) is thought by Buddhists to be one who has awakened fully to the final truth of things, and thus freed, liberated, himself once and for all from all forms of suffering. He is also one who, out of supreme compassion, has taught others the way to attain liberation themselves. Buddhas are not born that way, and they are certainly not thought to be eternal gods (or God). Once (many lifetimes ago) they were just like you and me. They strove through their own efforts, and became Buddhas. A Buddha is superior to the rest of us because he âknows it how it isâ. We, on the other hand, wallow in confusion, in ignorance (Sanskrit: avidyÄ, PÄli: avijjÄ). Thus we are unhappy and suffer.
This use of the English â-ismâ termination in âBuddhismâ can be taken to refer to the system of practices, understandings (âbeliefsâ), experiences, visions, and so on undergone and expressed at any one time and down the ages which derive from, or claim to derive from, a Buddha. The minimum for becoming a Buddhist is spoken of as three times âtaking the triple-refugeâ in the proper formulaic way prescribed by the Buddhist traditions. In its broadest sense this âtaking refugeâ is firmly taking the Buddha as the final spiritual refuge, the final (and only final) place of safety. He has seen in the deepest possible way and taught to its fullest extent how things truly are, and he has thus liberated himself from the suffering and frustrations which spring from living in a state of confusion and misunderstanding of the true nature of things. It is taking refuge also in the Dharma. The Dharma is how things truly are and the way to incorporate an understanding of how things truly are into oneâs being in the deepest possible way, as expressed and taught by a Buddha. One takes refuge also in the Sangha, the community of practitioners who are in their different ways and at different levels following and realising the Dharma.
Significant in the above is the notion of practising the Dharma, the Dharma which derives from the (or a) Buddha, and coming to see things the way they really are. While belief is of course a prerequisite for any spiritual path (and this is not denied by Buddhists), Buddhists like to place the primacy not on belief as such but on practising, following a path, and knowing, directly seeing. There is no significant virtue simply in belief. This direct âseeing things the way they really areâ is held to free the person who thus sees from experiences most people would rather be freed from. These are experiences like pain, frustration, anguish, sorrow â experiences which are classed by Buddhists under the broad Sanskrit term duáž„kha (PÄli: dukkha), that is, suffering, unfulfilment and imperfection. Thus any person who is liberated is finally and irrevocably liberated from all unpleasant experiences. Buddhism is therefore a soteriology. In other words it is concerned with bringing about for its practitioners liberation, freedom, from states and experiences held to be negative, unpleasant and not wanted. Being liberated is by contrast a state that is positive, pleasant and wanted. The primary orientation of Buddhism, therefore, is towards the transformative experience of the individual, for there are no experiences that are not experiences of individuals. Buddhism is thus also concerned first and foremost with the mind, or, to be more precise, with mental transformation, for there are no experiences that are not in some sense reliant on the mind. This mental transformation is almost invariably held to depend upon, and to be brought about finally by, oneself for there can also be no transformation of oneâs own mind without on some level oneâs own active involvement or participation. Buddhism is thus a highly individualistic path of liberation. One is bound by oneâs own mind, and it is by working on oneâs own mind that one becomes liberated, attaining the highest possible spiritual goal. The transformation is from mental states Buddhists consider as negative to states considered by Buddhists to be positive. That is, it is a transformation from greed, hatred, and delusion, and all their implications and ramifications, to the opposites of these three negative states â nonattachment, loving kindness, and insight or wisdom, and all their implications and ramifications. It is this that liberates. What is meant and entailed by these negative and positive states, what is understood when one âsees things the way they really areâ, what sort of âseeingâ is necessary, and how to bring that about, will form the content of Buddhism.1
I have referred to âBuddhismâ as what speakers of European languages (or âthe Westâ) think of as the â-ismâ that derives from the (or a) Buddha. While one could scarcely be both an orthodox Christian and, say, a Muslim or Hindu at the same time, it is perfectly possible to be a Buddhist and at the same time have recourse to and make offerings to Hindu gods, or other local gods of oneâs culture. Many, probably most, Buddhists do this. This is because what it is to be a Buddhist, and what it is to be e.g. a Christian, or a Muslim, are different. And if to be a Buddhist and to be a Christian are different, then Buddhism and Christianity qua âreligionsâ are different. Richard Gombrich has succinctly summed up what Buddhism is all about:
For Buddhists, religion is purely a matter of understanding and practising the Dhamma [Sanskrit: Dharma], understanding and practice which constitute progress towards salvation. They conceive salvation â or liberation, to use a more Indian term â as the total eradication of greed, hatred and delusion. To attain it is open to any human being, and it is ultimately the only thing worth attaining, for it is the only happiness which is not transient. A person who has attained it will live on so long as his body keeps going, but thereafter not be reborn. Thus he will never have to suffer or die again. For Buddhists, religion is what is relevant to this quest for salvation, and nothing else.
(Gombrich 1988: 24)
Traditionally Buddhists throughout the Buddhist world consider that the universe contains more beings in it than are normally visible to humans. Buddhists have no objection to the existence of the Hindu gods, although they deny completely the existence of God as spoken of in e.g. orthodox Christianity, understood as the omnipotent, omniscient, all-good, and primordially existent creator deity, who can be thought of as in some sense a person. Nevertheless one cannot as a Buddhist take refuge in Hindu gods, for Hindu gods are not Buddhas. That is, they are not enlightened. What this means is that Hindu gods, for all their power, do not see the final way things are, the final truth of things. They do not see it as it is. Power does not necessarily entail insight, and for Buddhists the Hindu gods, unlike Buddhas, do not have that liberating insight. Thus, because they are not liberated Hindu gods too ultimately suffer. They have been reborn as gods due to their good deeds in the past (as we have been reborn human for the same reason), and gods too (like us humans) die, and are reborn elsewhere. We may ourselves be gods in our next lives, and, Buddhists would say, we certainly have been infinite times in the past, in our infinite series of previous lives. Gods may be reborn as humans (or worse â the round of rebirth includes e.g. animals, worms, ghosts and sojourns in horrible hells as well). But none of this entails that Hindu gods do not exist.2 Therefore, none of this entails that Hindu gods cannot exert powerful influence on human lives and activities. There is thus no problem in Buddhists making offerings to Hindu gods, with requests for appropriate favours.
Throughout the Buddhist world there is one very particular way of contacting the gods and asking for their favours. This is through possession. In many Buddhist countries (such as Sri Lanka, Thailand, Burma or Tibet), and also countries strongly influenced by Buddhism (such as China and Japan) there are people who are both Buddhists and also go into a type of trance. In this trance they are possessed by a god, who may give advice or medical assistance, for example. The only problem with all this would come if a Buddhist took refuge in a god, implying that the god had the key to final liberation. The gods concern only the worldly (Sanskrit: laukika). The Buddhas are beyond the world (lokottara), both in terms of their own status and also in terms of their final concerns in helping others. Thus whereas one would not expect to see an orthodox Christian making offerings to Hindu gods, prostrating to them, making requests of them, or going into a trance and being possessed by them, there is no contradiction to Buddhism in Buddhists doing this. To be a Buddhist for Buddhists is not the same sort of phenomenon as being a Christian is for Christians. Allegiance in different religions does not have the same sort of exclusivity. This is not an example of âBuddhist syncretismâ, or âpopular Buddhismâ, or even âBuddhist toleranceâ. Not all religions operate the way we expect them to on the basis of the religion or religions with which we are most familiar. As Lance Cousins puts it:
It is an error to think of a pure Buddhism, which has become syncretistically mixed with other religions, even corrupted and degenerate in later forms. Such a pure Buddhism has never existed. Buddhism has always coexisted with other religious beliefs and practices. It has not usually sought to involve itself in every sphere of human ritual activity, since many such things are not considered âconducive toâ the path, i.e. not relevant to the spiritual endeavour. Its strength perhaps lies in this very incompleteness. ⊠[These other practices, such as contacting local gods] may be practised if desired so long as the main aim is not lost. ⊠[As far as the soteriological goal, liberation, is concerned they] are irrelevant.
(Cousins 1998: 372)
As far as we know this has always been the case in Buddhism. There was no period in the past when it was different, or expected to be different. The great Indian Buddhist King AĆoka (third century BCE) made offerings to non-Buddhist teachers and religions. He no doubt also made offerings to non-Buddhist gods.3 When householders in ancient times met and were impressed by the Buddha and âtook refugeâ in him, we need not assume that they thereby ceased entirely to make offerings to other teachers or gods. In their villages they were therefore âHindusâ as well as âBuddhistsâ (if one must use these modern Western classifications). But if they really saw the Buddha as enlightened, and accepted that his teachings differed from those of other teachers, they would no longer take refuge in those other teachers as final sources of truth and liberation. They would be likely to think of the Buddha as their special teacher, the teacher in whom they put their trust for the final concerns of their life, the teacher whom they would most like to see helping them on their deathbed.
The Brahmanical Doctrinal Background
In the quotation from Richard Gombrich above we saw that from the Buddhist point of view âreligion is what is conducive to salvationâ. On the other hand, we might think that making offerings to Hindu gods, whether or not they are worth taking refuge in, is nevertheless indeed âreligiousâ. But by âreligionâ, of course, Gombrich (or his Singhalese informants) means here specifically Buddhism. âReligionâ is Buddhism, and Buddhism, to a Buddhist, is characterised as what is conducive to salvation, liberation. The term translated by Gombrich above as âreligionâ is sÄsana, the Teaching, the expression used in e.g. the TheravÄda Buddhist tradition of Sri Lanka to refer to âBuddhism not just as a doctrine but as a phenomenon in history, a whole religionâ (Gombrich 1988: 3). Buddhism as a religion in history was founded in ancient India and even the truth as articulated in history, Buddhism itself, it is thought by Buddhists, will eventually cease to exist due to forces of irreligion. As a matter of fact Buddhism in mainland India itself had all but ceased to exist by the thirteenth century ce, although by that time it had spread to Tibet, China, Japan and Southeast Asia. But eventually all Buddhism will cease in this world. Nevertheless, at some point in the future a sÄsana will again be established by another Buddha, as indeed its establishment in India this time round was in fact a re-establishment. And so on, and so on, apparently throughout all eternity.
Each time a sÄsana is established it is due to a rediscovery. But what exactly is rediscovered each time? The answer is the Dharma. This is a further term sometimes used by Buddhists for what in the West is called âBuddhismâ. But âDharmaâ cannot of course refer simply to Buddhism as a religion, since we have seen that the Dharma is the second of the three refuges taken by Buddhists, alongside the Buddha and the Sangha. Buddhism as a religion has to include all three refuges. Rather the Dharma is Buddhism as content, that is, what is actually taught by Buddhism as a religion. It consists of the truths, both concerning how things really are, and the way to practise in order to bring about cognition of how things really are. As articulated as part of the sÄsana, the Dharma consists of the teachings of the Buddha, and thereby of Buddhism. That certain things are really, really, true is central to Buddhism. Buddhists claim that it is really true, for example, that most things form part of a causal flow, and physical matter is not in any sense oneâs true Self (Ätman; see below). Buddhists claim too that the state of unenlightenment is ultimately duáž„kha, i.e. an unsatisfactory, unfulfilled state, and there is no omnipotent, omniscient, all-good, and primordially existent creator deity, who can be thought of as in some sense a person. That certain practices truly bring about the results they claim to bring about â that, for example, the eightfold path as taught by the Buddha if followed properly with single-minded devotion will eventually lead to liberation (Sanskrit: nirvÄáča, PÄli: nibbÄna) â is also central to Buddhism. These are objective truths, as truths they are always true, and their truth is quite independent of the existence of Buddhas or indeed any beings existing capable of realising those truths. They form the Dharma, the content of the Buddhaâs teaching. Buddhism is built on the absolute objectivity of truth, and Buddhists claim that the Dharma (their Dharma) is that absolutely objective truth. As NÄrada Thera puts it:
The original PÄli term for Buddhism is Dhamma ⊠The Dhamma is that which really is. It is the doctrine of reality. It is a means of deliverance from suffering and deliverance itself. Whether the Buddhas arise or not the Dhamma exists from all eternity. It is a Buddha that realizes this Dhamma, which ever lies hidden from the ignorant eyes of men, till he, an Enlightened One, comes and compassionately reveals it to the world.
(NÄrada 1980: 162)
The word âDharmaâ is nevertheless an important word of the Indian cultural context within which Buddhism arose. In using âDharmaâ for his teaching the Buddha intentionally chose a term which was intended to indicate to others that he truly knew and taught how things finally are. Where others disagree, they do not have the Dharma. What they teach is in that respect its negation, Adharma. Let us look more closely then at the Indian context that produced the teachings, the Dharma of the Buddha.
First a note on the words âBrahmanismâ and âbrahmanic(al)â as used here and in the works of other scholars when writing on early Indian religion. We still find it commonly said that the Buddha was a âHindu reformerâ. This is misleading. The Buddha rejected the final religious authority directly, indirectly, or ideologically, of the social class of brahmins and their primordial scriptures, the Vedas, so important to Hinduism throughout history. And much of what we nowadays call âHinduismâ, such as the centrality of the gods Ćiva, or ViáčŁáču, the ideas of Ćaáčkaraâs Advaita VedÄnta, the themes of the Bhagavad GÄ«tÄ, Tantric practices, and so on developed after the time of the Buddha. Nothing remotely like the Hinduism currently practised in modern India existed at the time of the Buddha. Indeed some of the aforementioned features of Hinduism were influenced positively or negatively by Buddhism itself. The religious practices and beliefs actually current at the time of the Buddha are associated in early Buddhist texts with two broad groups of practitioners in many fundamental ways radically different from each other. On the one hand we have the brÄáž„maáčas, that is, (in Anglicised spelling) the brahmins. On the other hand we have the Ćramaáčas (PÄli: samaáčas), the renouncers of society, the âdrop-outsâ. The religion of the brahmins was pre-eminently a religion of householders, in origins and interests a religion of villagers and very much a set of religious practices geared to the primacy of harmonious ordered social relationships and âprosperity in this world and the nextâ. It had evolved out of the religious ideas and practices of the Äryas, migrating speakers of Indo-European languages, who reached India sometime during the second millennium BCE from their home base presumed to be in the grasslands of southern Russia near the Caspian Sea. The Äryas brought with them horse-drawn chariots, an early form of the Sanskrit language, and perhaps from before arriving in India and anyway soon afterwards the earliest (as yet unwritten and orally transmitted) scriptures of Indian religion, the áčg Veda. Over many centuries the Vedic scriptures expanded (still not written down), eventually reaching by the time of the Buddha four collections, the áčg, SÄma, Yajur and (originating a little later than the others) the Atharva Vedas. Each of these Vedic collections was divided into verses (saáčhitÄ), ritual manuals (brÄhmaáčas â not to be confused with the same word when used for âbrahminsâ), âforest booksâ (Äraáčyakas), and eventually also upaniáčŁads, the books that expound in particular some of the more esoteric and philosophical aspects...