The problem of urban power
With such a plethora of books and articles dealing with urban themes ranging from new regionalism to globalisation and neo-liberalism to gentrification it would seem that the question of urban power is not so much an absent as a ubiquitous feature of contemporary urban studies, and in particular the sub-fields of political geography, urban policy and politics, urban political economy, urban political sociology, urban anthropology, migration studies and so on. However, amidst all this diversity and intellectual effort it is surprisingly difficult to find articles or chapters, let alone monographs or edited collections, that deal with the question of urban power in its own right.
It was not always so. Back in the 1950s, Gerth and Wright Mills devoted the whole of the second part of Max Weberâs collected essays to âPowerâ within which discrete essays on âstructures of powerâ, âbureaucracyâ, âcharismatic authorityâ and âthe meaning of disciplineâ were to be found. Browsing through contemporary scholarly articles that claim to address some aspect of âurban politicsâ one quickly abandons any hope of encountering even as broad a conceptualisation of power as that contained in Weberâs short essay on âclass, status and partyâ. This is not intended as a criticism of the intellectual credentials of these publications so much as a phenomenological observation: the study of power in the urbanâ metropolitanâregionalâsubstate context has become divided into a series of discrete research fields each of which has a very good hold on a particular aspect of urban power but where a more synoptic view is palpably lacking.
The first task that confronts us when we take on the difficult subject of researching power in a particular social context is to frame the question. The political scientist would probably still begin with the set of questions asked by Harold Lasswell in 1936, âWho gets what, when, and how?â The economic geographer, âWho works where and who makes and buys what and how?â The human geographer, âWho lives where, when and how?â The sociologist, âWho gets born, educated, married and dies where, when and how?â The criminologist, âWho gets arrested or assaulted when, where and how?â, and so on. Of course it is perfectly possible to answer such questions empirically and descriptively, as the vast majority of studies do, without considering the problem of âurban powerâ in the round. But nevertheless the âwhy questionâ remains a consistent and unavoidable one for those who aspire to dig below the surface of the cityâs phenomenality.
Politics is not just a question of resource distribution; it is also about how various forms of power constitute political resources in their own right. The personnel that constitute the decision-making and taking bodies â the who? in Robert Dahlâs quest for the sources of urban political power â are relevant to this investigation (Dahl 1961), but according to Max Weber, the more pertinent question is what governs? Or rather, what ensemble of social, economic and political forces constitutes the government of the state? Of the three types of power identified by Weber â economic, social and political â it was not as clear as it was for Marx that the former is more potent in the determination of human relations than the latter two.
Class and status can be just as empowering or restricting as the occupation of administrative or political office, and of course in the real world such categories inevitably overlap. Michael Mann draws a distinction between the stateâs deployment of what he calls despotic or forceful power and that of infrastructural power, which sustains and regulates civil society (cited in Mörner 1993: 3). Because cities are centres of highly concentrated state infrastructure, most of the work of urban policy makers is dedicated to managing, maintaining and extending the machinery of the local and regional state. However, because there is a tendency to regard the provision and allocation of public goods in cities as essentially a techno-bureaucratic activity, it is easy to lose sight of the fact that the power relationship between the (local) state and civil society remains disproportionately in favour of the former (Pahl 1970).
When we ask why cities have the social, economic, cultural and spatial characteristics that they possess and why there appears to be such huge variations in levels of income, segregation, human security, environmental quality and so forth, we must inevitably address aspects of the constitution of urban power. Scholars have sought to map and analyse the changing urban landscape in a variety of ways, the most well-established of which is the field of gentrification, closely allied to which is work on spatial segregation (principally though not exclusively in terms of âraceâ or ethnicity). The second looks at the city as an agent of economic transformation that we could loosely group under the heading of âurban political economyâ, which also includes work on the urban dimensions of globalisation and neo-liberalism. The third relates to the settlement and growth of cities, especially in relation to regional and international migratory flows and population displacements. The fourth deals with issues of inequality in terms of access to labour markets, types of occupation, remuneration, housing, health, education, utilities, amenities, culture and quality of environment. The fifth is concerned with the city as an arena of public policy and includes the study of different levels of government intervention and includes the organisations, pressures groups and parties involved in the policy process. The sixth is distinct from the last category in that it is interested principally in urban social movements and groups that are challenging of the status quo ranging from violent, hierarchical, paramilitary organisations to non-violent, loosely connected, alternative communities.
This list is not intended to be exhaustive and there are of course overlaps between the different research clusters that I have identified. What is generally lacking, however, is a critical treatment of the city that moves beyond the synchronic particularity of local power processes â i.e. âpower in citiesâ â to a fuller consideration of the systemic and structured means by which the possibility of urban society is maintained â i.e. the âpower of citiesâ. Traditionally, much of the attention of urban researchers with an interest in urban power has centred on the institutions of government, and specifically the institutions of democratic control and organisation and the civil and political parties and interest groups that surround them. In recent years, however, there has been a shift of emphasis away from the study of formal (i.e. legitimate) authority towards a more open notion of political power that in Martin Bangâs words is ânot to be identified by the terrain of the modern centralised stateâ but which is indicative of â[a] more interactive, negotiable, dialogical and facilitative authorityâ which is needed to help people govern themselves (Bang 2003: 8).
As the humanities and certain social science disciplines have become increasingly hostile to notions of hierarchy, essentialism, a priorism, positivism and naturalism, so a small but growing number of political scientists has begun to study and write about political society, not as a primordial and timeless inheritance, but as socially constructed and mediated, and where âknowledge and power are non-hierarchically intertwined qualities that emerge out of a recursive and interactive covering inside a given terrain, field, system or communityâ (ibid.). This is not to deny that the business of politics continues to be conducted in and through institutions, which in the case of cities can often be identified in terms of different sites of government, legislative assemblies, judicial and legal apparatuses and political organisations with an interest in participating directly or indirectly in the decision-making process. Rather the argument of this book is that institutional politics is but one aspect of the complex of urban power, and that to understand what role political institutions contribute to the life of cities we have to be alive to the interactions between different terrains, fields, systems and communities of power as suggested above.
One advantage of the institutional approach is that the boundaries of the political are necessarily well defined (Peters 2004). Institutions are above all rule-governed bodies with formal systems for the recruitment of members and for the organisation of their internal and external affairs. Such rules are largely, if not always, transparent and subject to scrutiny â as are their processes of deliberation and decision-making. It may often be the case that the formal mechanisms of power to which institutions are expected to conform differ from those that actually exist, but at least the researcher can begin with a series of benchmarks against which to measure the deviation from formally established norms. This is what Max Weber understood by âlegitimate authorityâ (or domination) to which he contrasted the non-rule bound world of ânon legitimate authorityâ (nichtlegitime Herrschaft) found in the western medieval city.1 This departure from traditional domination based on princely authority had its antecedents in classical society but only found full expression through the political articulation of popular collective agents such as the demos, the plebs, the commune, the popolo and so forth (Swedberg and Agevall 2005: 64â5).
Approaching Cities, Politics and Power
Given that authority is but one instance of power, how might we think about the realm of âthe politicalâ in relation to the other forms of power that are articulated in and by cities? In attempting to survey the territories of urban power in the pages that follow I hope at least to signpost how some of these broader understandings of the political within an urban context might be tackled.
The volume as a whole is divided into five parts including this introduction and a conclusion. The second part of this volume explores how the âdouble helixâ of cooperative self-government and violent, coercive domination is intertwined in the history of urban development. Chapter 2 shows how the growth of urban society contributed to the formation of particular forms of organised power structures that differentiated towns and cities from rural societies. As these political formations assumed the more distinct forms of the social movements, organised interests and political parties that we recognise today, the nature of urban government changed from a broadly self-serving and self-selecting oligarchy to an increasingly legalârational state that began to assume a diverse range of civic and economic functions.
It would be a mistake, however, to view the civic city as a natural and inevitable outcome of the âdemocratic evolution of citiesâ, and in Chapter 3 our focus turns to the uncivil city, which over the course of history has characterised much of the urban world, and which persists as the undemocratic, illiberal and intolerant face of many urban societies today. Indeed violence and conflict continues to be used as a key resource of power and domination in the control of cities in ever more terrible and ingenious ways. Examples drawn from cities in conflict highlight the ways in which both legitimate and non-legitimate force has reduced and is reducing the right to the city around the world. At the same time there have been many instances of grass-roots contestation that have changed the course not just of the history of a particular city, but very often of the nation or even the continent of which that city forms a part.
This theme is more fully explored in the opening chapter of the part dedicated to urban governance where the emphasis is chiefly on the modern period (from the closing decades of the nineteenth century to the opening decade of the twenty-first century). In Chapter 4 we examine the key roles played by political parties, organised interests and urban movements in the political life of cities. Political movements have long coincided with the development of the metropolis, and at times particular cities have come to symbolise a revolutionary combination of cultural, social and political attitudes and values, while at others they have acted as mediators between collective interests and the local and national state. The development of urban politics in the United Kingdom, Canada and the United States provides a counterpoint to the emergence of grass-roots community-based urban movements in the Philippines and Brazil where political institutions are more âporousâ and urban civil society less regulated than in the metropoles of the Global North.
Chapter 5 seeks to explore the different modes of governance within and between cities by moving beyond the narrow framework of the question posed by Robert Dahl â âWho governs the city?â â to the broader and more challenging question, âHow are cities governed?â The theories and approaches that have been developed by Dahl and his contemporaries in order to explain the workings of urban government in liberal democracies are explored and reviewed along with more critical perspectives that emphasise the structural determinants of urban power. The chapter then goes on to explore the varieties of governmental organisation by contrasting the operation of a complex globalised urban polity such as London with the rapidly evolving urban system that is the result of very different stateâcivil society traditions in mainland China and Mexico.
In Chapter 6 we explore the structural, scalar and global dimensions of the urban complex by charting the new forms of urbanisation that are associated with an increasingly integrated world economy. The rise of the âcityâregionâ and its policy response in the form of ânew regionalismâ reveals how the familiar hierarchical location of the metropolis within a nationalâstate system is breaking down and giving rise to new urbanâregional agglomerations that are defying national and even continental borders. In the shift from a world economy and state system built on the certainties and social guarantees of Fordism and Keynesianism to an increasingly neo-liberal, competitive and âflexibleâ regime of accumulation, the reconfiguration of the local and regional state has been accompanied by a global competition for investment, for skilled labour and for a bigger share of the global market in goods and services. If there were any doubt that cities have become global enterprises in their own right one has only to note the ever more lavish and increasingly desperate attempts by would-be venue cities to host future meetings of the Olympiad, the FIFA World Cup or to become a European Capital o...